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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVR icon
1476
Evercore
EVR
$11.8B
$22K ﹤0.01%
472
+310
+191% +$20.8K
FIVE icon
1477
Five Below
FIVE
$13.5B
$22K ﹤0.01%
317
+189
+148% +$19.2K
FLEX icon
1478
Flex
FLEX
$44.8B
$22K ﹤0.01%
3,433
+1,411
+70% +$12.2K
FNB icon
1479
FNB Corp
FNB
$6.75B
$22K ﹤0.01%
2,968
-544
-15% -$5.74K
FNDA icon
1480
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$22K ﹤0.01%
1,716
– –
FNDE icon
1481
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10B
$22K ﹤0.01%
1,055
+385
+57% +$10.1K
GLPI icon
1482
Gaming and Leisure Properties
GLPI
$12.8B
$22K ﹤0.01%
797
+265
+50% +$10.9K
ICSH icon
1483
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$22K ﹤0.01%
435
– –
KSS icon
1484
Kohl's
KSS
$2.19B
$22K ﹤0.01%
1,500
-1,546
-51% -$57.9K
LBRDA icon
1485
Liberty Broadband Class A
LBRDA
$5.16B
$22K ﹤0.01%
204
-6
-3% -$735
LBRT icon
1486
Liberty Energy
LBRT
$3.25B
$22K ﹤0.01%
8,075
– –
PGRE
1487
DELISTED
Paramount Group
PGRE
$22K ﹤0.01%
2,500
– –
QRVO icon
1488
Qorvo
QRVO
$8.74B
$22K ﹤0.01%
272
+160
+143% +$16K
SCHB icon
1489
Schwab US Broad Market ETF
SCHB
$44.9B
$22K ﹤0.01%
2,166
+780
+56% +$9.44K
SMOG icon
1490
VanEck Low Carbon Energy ETF
SMOG
$134M
$22K ﹤0.01%
358
– –
TRN icon
1491
Trinity Industries
TRN
$2.38B
$22K ﹤0.01%
1,357
+1,257
+1,257% +$25.2K
AY
1492
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$22K ﹤0.01%
1,000
– –
RJA
1493
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$22K ﹤0.01%
4,595
– –
CVA
1494
DELISTED
Covanta Holding Corporation
CVA
$22K ﹤0.01%
2,631
+1,511
+135% +$20.4K
CBB.PRB
1495
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$22K ﹤0.01%
500
– –
AIT icon
1496
Applied Industrial Technologies
AIT
$13.3B
$21K ﹤0.01%
455
– –
BLDR icon
1497
Builders FirstSource
BLDR
$8.04B
$21K ﹤0.01%
1,703
– –
DBA icon
1498
Invesco DB Agriculture Fund
DBA
$1.23B
$21K ﹤0.01%
1,525
– –
ETSY icon
1499
Etsy
ETSY
$7.85B
$21K ﹤0.01%
536
+358
+201% +$17.5K
NVR icon
1500
NVR
NVR
$17B
$21K ﹤0.01%
8
+4
+100% +$14.3K
58 59
60
61 62

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.