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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Tesla
TSLA
$1.26T
| $20.6M | 0.19% |
143,718
+14,403
| +11% | +$1.7M |
|
127
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
| $20.4M | 0.19% |
73,444
+3,049
| +4% | +$833K |
|
128
AbbVie
ABBV
$431B
| $20.1M | 0.19% |
229,091
+38,689
| +20% | +$3.64M |
|
129
Blackrock
BLK
$175B
| $20M | 0.19% |
35,501
+2,687
| +8% | +$1.53M |
|
|
TPIC
130
DELISTED
TPI Composites
TPIC
| $20M | 0.19% |
690,288
+10,449
| +2% | +$293K |
|
|
VPU
131
Vanguard Utilities ETF
VPU
$8.3B
| $19.7M | 0.18% |
152,832
+13,601
| +10% | +$1.76M |
|
132
iShares TIPS Bond ETF
TIP
$14.5B
| $19.7M | 0.18% |
155,630
+41,840
| +37% | +$5.26M |
|
133
Intuitive Surgical
ISRG
$132B
| $19.5M | 0.18% |
82,359
+7,464
| +10% | +$1.68M |
|
134
Coca-Cola
KO
$374B
| $19M | 0.18% |
384,169
+37,689
| +11% | +$1.81M |
|
135
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.7B
| $18.9M | 0.18% |
170,659
+6,836
| +4% | +$766K |
|
136
Integer Holdings
ITGR
$4.29B
| $18.9M | 0.18% |
319,811
+342
| +0.1% | +$22.8K |
|
137
Vanguard Total International Stock ETF
VXUS
$158B
| $18.9M | 0.18% |
361,603
-3,177
| -0.9% | -$167K |
|
138
Lockheed Martin
LMT
$135B
| $18.8M | 0.18% |
48,930
-3,653
| -7% | -$1.39M |
|
139
Automatic Data Processing
ADP
$109B
| $17.9M | 0.17% |
128,276
+9,784
| +8% | +$1.37M |
|
140
Healthcare Services Group
HCSG
$1.51B
| $17.7M | 0.17% |
820,822
-5,574
| -0.7% | -$130K |
|
141
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
| $17.5M | 0.16% |
165,927
+20,741
| +14% | +$2.18M |
|
142
Qualcomm
QCOM
$168B
| $17.2M | 0.16% |
146,408
+1,527
| +1% | +$163K |
|
143
FirstCash
FCFS
$8.92B
| $17.1M | 0.16% |
298,896
+477
| +0.2% | +$29.2K |
|
144
iShares S&P 500 Growth ETF
IVW
$77B
| $17.1M | 0.16% |
295,860
-352
| -0.1% | -$19.9K |
|
145
Vanguard Morningstar Growth ETF
VUG
$229B
| $16.6M | 0.16% |
436,320
+113,520
| +35% | +$4.19M |
|
146
American Tower
AMT
$79.8B
| $16.4M | 0.15% |
67,708
+13,588
| +25% | +$3.45M |
|
147
Iron Mountain
IRM
$36.3B
| $16.3M | 0.15% |
608,038
-17,176
| -3% | -$489K |
|
148
RTX Corp
RTX
$301B
| $15.8M | 0.15% |
274,778
-196,904
| -42% | -$12M |
|
149
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
| $15.8M | 0.15% |
654,626
+37,157
| +6% | +$904K |
|
150
John Hancock Multifactor Mid Cap ETF
JHMM
$6.06B
| $15.7M | 0.15% |
417,197
+16,297
| +4% | +$607K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.