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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
126
Kinder Morgan
KMI
$71.7B
$13.8M 0.17%
650,379
-1,572,791
-71% -$31.8M
EVBG
127
DELISTED
Everbridge, Inc. Common Stock
EVBG
$13.5M 0.17%
173,120
+1,492
+0.9% +$115K
IEMG icon
128
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$13.4M 0.17%
250,015
+31,696
+15% +$1.63M
MG icon
129
Mistras Group
MG
$484M
$13.4M 0.17%
941,686
+16,060
+2% +$227K
IWF icon
130
iShares Russell 1000 Growth ETF
IWF
$121B
$13.1M 0.16%
297,352
+68,180
+30% +$2.85M
KRE icon
131
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$12.9M 0.16%
221,907
-4,965
-2% -$275K
FSCT
132
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$12.9M 0.16%
392,168
+104,856
+36% +$3.44M
IJR icon
133
iShares Core S&P Small-Cap ETF
IJR
$109B
$12.7M 0.16%
151,142
+6,385
+4% +$514K
VCIT icon
134
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$12.7M 0.16%
138,534
+13,395
+11% +$1.22M
VMBS icon
135
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$12.6M 0.16%
236,882
+21,488
+10% +$1.14M
JHMM icon
136
John Hancock Multifactor Mid Cap ETF
JHMM
$5.92B
$12.3M 0.15%
313,582
+114,304
+57% +$4.32M
BAC icon
137
Bank of America
BAC
$435B
$12.2M 0.15%
346,559
+95,031
+38% +$3.07M
ABBV icon
138
AbbVie
ABBV
$443B
$12M 0.15%
135,313
+46,515
+52% +$3.86M
KO icon
139
Coca-Cola
KO
$377B
$11.9M 0.15%
215,202
+2,618
+1% +$141K
TXN icon
140
Texas Instruments
TXN
$252B
$11.9M 0.15%
92,603
+694
+0.8% +$85.6K
ORBC
141
DELISTED
ORBCOMM, Inc.
ORBC
$11.8M 0.15%
2,797,015
+10,070
+0.4% +$43K
VIG icon
142
Vanguard Dividend Appreciation ETF
VIG
$111B
$11.7M 0.15%
94,137
+52,401
+126% +$6.34M
GOVT icon
143
iShares US Treasury Bond ETF
GOVT
$43.6B
$11.7M 0.15%
451,391
+425,487
+1,643% +$11.1M
BABA icon
144
Alibaba
BABA
$293B
$11.3M 0.14%
53,427
+16,351
+44% +$3.07M
EPD icon
145
Enterprise Products Partners
EPD
$82.3B
$11.3M 0.14%
402,111
+219,268
+120% +$5.94M
NPKI
146
NPK International
NPKI
$1.06B
$11.2M 0.14%
1,781,783
+23,431
+1% +$153K
TPIC
147
DELISTED
TPI Composites
TPIC
$11.1M 0.14%
+599,797
New +$11M
AVGO icon
148
Broadcom
AVGO
$1.85T
$11M 0.14%
347,700
+35,710
+11% +$1.08M
QCOM icon
149
Qualcomm
QCOM
$155B
$10.8M 0.13%
122,358
+10,108
+9% +$846K
VEA icon
150
Vanguard FTSE Developed Markets ETF
VEA
$229B
$10.7M 0.13%
242,000
-48,862
-17% -$2.08M
4 5
6
7 8

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.