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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
| $11.4M | 0.15% |
125,139
+104,701
| +512% | +$9.48M |
|
127
iShares Core S&P Small-Cap ETF
IJR
$109B
| $11.3M | 0.15% |
144,757
+39,696
| +38% | +$3.07M |
|
128
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
| $11.3M | 0.15% |
87,413
+41,348
| +90% | +$5.29M |
|
129
Berkshire Hathaway Class A
BRK.A
$1.1T
| $11.2M | 0.15% |
36
+3
| +9% | +$928K |
|
130
Verizon
VZ
$195B
| $11.1M | 0.15% |
184,057
+51,124
| +38% | +$2.94M |
|
|
FSCT
131
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
| $10.9M | 0.15% |
287,312
+88,450
| +44% | +$3.23M |
|
132
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $10.8M | 0.15% |
369,603
+6,932
| +2% | +$204K |
|
133
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
| $10.7M | 0.15% |
218,319
+5,064
| +2% | +$251K |
|
|
134
Berkshire Hathaway Class B
BRK.B
$1.1T
| $10.7M | 0.14% |
51,225
+8,346
| +19% | +$1.72M |
|
|
EVBG
135
DELISTED
Everbridge, Inc. Common Stock
EVBG
| $10.6M | 0.14% |
171,628
+28,983
| +20% | +$2.46M |
|
136
Adobe
ADBE
$99.5B
| $10.5M | 0.14% |
37,891
+2,345
| +7% | +$685K |
|
137
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $10.2M | 0.14% |
263,505
+70,460
| +36% | +$2.71M |
|
|
SRCL
138
DELISTED
Stericycle Inc
SRCL
| $10.2M | 0.14% |
199,640
+28,651
| +17% | +$1.33M |
|
139
Costco
COST
$422B
| $9.99M | 0.14% |
34,684
+4,524
| +15% | +$1.27M |
|
140
American Water Works
AWK
$26.7B
| $9.82M | 0.13% |
79,021
+3,437
| +5% | +$415K |
|
141
iShares US Regional Banks ETF
IAT
$674M
| $9.75M | 0.13% |
209,336
+69,080
| +49% | +$3.14M |
|
142
Bristol-Myers Squibb
BMY
$133B
| $9.53M | 0.13% |
187,909
+88,067
| +88% | +$4.14M |
|
143
Norwegian Cruise Line
NCLH
$8.51B
| $9.45M | 0.13% |
182,531
+66,851
| +58% | +$3.39M |
|
144
iShares Russell 1000 Growth ETF
IWF
$121B
| $9.15M | 0.12% |
229,172
+124,688
| +119% | +$5M |
|
145
Stratasys
SSYS
$679M
| $8.64M | 0.12% |
405,769
+34,713
| +9% | +$876K |
|
146
Broadcom
AVGO
$1.85T
| $8.61M | 0.12% |
311,990
+34,320
| +12% | +$976K |
|
147
Qualcomm
QCOM
$155B
| $8.56M | 0.12% |
112,250
+13,660
| +14% | +$1.03M |
|
148
Illinois Tool Works
ITW
$82.6B
| $8.45M | 0.11% |
53,998
+2
| +0% | +$304 |
|
149
Chubb
CB
$135B
| $8.42M | 0.11% |
52,153
-730
| -1% | -$113K |
|
150
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
| $7.71M | 0.1% |
85,593
+23,672
| +38% | +$2.16M |
|
Similar funds
Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.