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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLED icon
1451
Universal Display
OLED
$4.19B
$293K ﹤0.01%
1,716
-249
-13% -$51.6K
LSXMK
1452
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$293K ﹤0.01%
7,976
+977
+14% +$35.8K
BOE icon
1453
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$291K ﹤0.01%
24,906
+2,411
+11% +$29.9K
ESPO icon
1454
VanEck Video Gaming and eSports ETF
ESPO
$258M
$291K ﹤0.01%
4,489
-176
-4% -$12K
EOI
1455
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$290K ﹤0.01%
16,227
+14,052
+646% +$265K
LVS icon
1456
Las Vegas Sands
LVS
$29.6B
$290K ﹤0.01%
7,946
+4,289
+117% +$184K
BNTX icon
1457
BioNTech
BNTX
$23.5B
$289K ﹤0.01%
1,065
+104
+11% +$33.1K
CDNS icon
1458
Cadence Design Systems
CDNS
$93.4B
$289K ﹤0.01%
1,915
+398
+26% +$60.7K
FTLS icon
1459
First Trust Long/Short Equity ETF
FTLS
$2.5B
$289K ﹤0.01%
+5,981
New +$294K
APAM icon
1460
Artisan Partners
APAM
$3.02B
$288K ﹤0.01%
5,909
+94
+2% +$4.74K
BST icon
1461
BlackRock Science and Technology Trust
BST
$1.69B
$288K ﹤0.01%
5,537
+1,934
+54% +$105K
CF icon
1462
CF Industries
CF
$17.3B
$288K ﹤0.01%
5,180
+481
+10% +$23.1K
AN icon
1463
AutoNation
AN
$6.92B
$286K ﹤0.01%
2,353
-1,147
-33% -$130K
BTI icon
1464
British American Tobacco
BTI
$128B
$286K ﹤0.01%
8,137
+651
+9% +$24.4K
EYE icon
1465
National Vision
EYE
$1.81B
$285K ﹤0.01%
5,024
+24
+0.5% +$1.33K
SHYG icon
1466
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$283K ﹤0.01%
6,210
+4,534
+271% +$207K
RNDM
1467
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$283K ﹤0.01%
+5,206
New +$296K
FSRD
1468
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$283K ﹤0.01%
28,655
+21,000
+274% +$206K
BILL icon
1469
BILL Holdings
BILL
$4.78B
$282K ﹤0.01%
1,059
+366
+53% +$84.4K
AIMC
1470
DELISTED
Altra Industrial Motion Corp
AIMC
$282K ﹤0.01%
5,100
-401
-7% -$23.9K
ARTNA icon
1471
Artesian Resources
ARTNA
$358M
$281K ﹤0.01%
7,361
+1,625
+28% +$62.5K
JFR icon
1472
Nuveen Floating Rate Income Fund
JFR
$1.25B
$281K ﹤0.01%
27,923
+23,479
+528% +$233K
JMOM icon
1473
JPMorgan US Momentum Factor ETF
JMOM
$2.61B
$281K ﹤0.01%
6,410
-3,835
-37% -$172K
MNR
1474
DELISTED
Monmouth Real Estate Investment Corp
MNR
$281K ﹤0.01%
15,101
-1,000
-6% -$18.9K
AGNC icon
1475
AGNC Investment
AGNC
$12.9B
$280K ﹤0.01%
17,806
+14,821
+497% +$240K
57 58
59
60 61

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.