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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMD
1451
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
$97K ﹤0.01%
+4,489
New +$95.3K
DTE icon
1452
DTE Energy
DTE
$28.5B
$96K ﹤0.01%
932
+24
+3% +$2.53K
HPE icon
1453
Hewlett Packard
HPE
$72.4B
$96K ﹤0.01%
8,249
+110
+1% +$1.15K
IWX icon
1454
iShares Russell Top 200 Value ETF
IWX
$4.05B
$96K ﹤0.01%
1,664
+9
+0.5% +$492
LAZR
1455
DELISTED
Luminar Technologies
LAZR
$96K ﹤0.01%
+190
New +$50.5K
LGF.B
1456
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$96K ﹤0.01%
9,297
+1,064
+13% +$8.84K
DIOD icon
1457
Diodes
DIOD
$4.65B
$95K ﹤0.01%
1,355
-41
-3% -$2.65K
DXC icon
1458
DXC Technology
DXC
$1.74B
$95K ﹤0.01%
3,727
+3,397
+1,029% +$72.5K
MMYT icon
1459
MakeMyTrip
MMYT
$5.73B
$95K ﹤0.01%
+3,250
New +$73.9K
PLNT icon
1460
Planet Fitness
PLNT
$3.7B
$95K ﹤0.01%
1,233
+33
+3% +$2.31K
QSR icon
1461
Restaurant Brands International
QSR
$25.4B
$95K ﹤0.01%
1,562
+38
+2% +$2.22K
RDIV icon
1462
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$95K ﹤0.01%
2,816
+70
+3% +$2.18K
TRI icon
1463
Thomson Reuters
TRI
$45.2B
$95K ﹤0.01%
1,117
+64
+6% +$5.48K
VLTA
1464
DELISTED
Volta Inc.
VLTA
$95K ﹤0.01%
+9,000
New +$94.2K
MEN
1465
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$95K ﹤0.01%
8,000
– –
ATO icon
1466
Atmos Energy
ATO
$28.4B
$94K ﹤0.01%
992
-1,534
-61% -$148K
GGN
1467
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$94K ﹤0.01%
26,800
-9,441
-26% -$32.7K
GSKY
1468
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$94K ﹤0.01%
20,423
– –
BOTZ icon
1469
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.55B
$93K ﹤0.01%
2,825
+2,746
+3,476% +$84K
NUW icon
1470
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$93K ﹤0.01%
5,671
+32
+0.6% +$516
NZF icon
1471
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$93K ﹤0.01%
5,828
+5
+0.1% +$76
OPP
1472
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$192M
$93K ﹤0.01%
6,578
– –
BAH icon
1473
Booz Allen Hamilton
BAH
$9.37B
$92K ﹤0.01%
1,070
+90
+9% +$7.65K
BFZ
1474
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$92K ﹤0.01%
6,490
+394
+6% +$5.34K
CEMB icon
1475
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$92K ﹤0.01%
1,745
+335
+24% +$17.5K
57 58
59
60 61

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.