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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSP icon
1451
Inspire Medical Systems
INSP
$1.85B
$9K ﹤0.01%
150
– –
IQ icon
1452
iQIYI
IQ
$1.28B
$9K ﹤0.01%
553
+500
+943% +$9.18K
IT icon
1453
Gartner
IT
$12.4B
$9K ﹤0.01%
65
+30
+86% +$4.36K
JWN
1454
DELISTED
Nordstrom
JWN
$9K ﹤0.01%
282
+100
+55% +$3.05K
LKFN icon
1455
Lakeland Financial Corp
LKFN
$1.58B
$9K ﹤0.01%
214
– –
MRC
1456
DELISTED
MRC Global
MRC
$9K ﹤0.01%
716
– –
NAD icon
1457
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$9K ﹤0.01%
+612
New +$8.78K
NWL icon
1458
Newell Brands
NWL
$2.61B
$9K ﹤0.01%
465
-366
-44% -$5.9K
ODFL icon
1459
Old Dominion Freight Line
ODFL
$45.6B
$9K ﹤0.01%
156
– –
OXM icon
1460
Oxford Industries
OXM
$579M
$9K ﹤0.01%
129
-9
-7% -$634
POR icon
1461
Portland General Electric
POR
$5.89B
$9K ﹤0.01%
160
-129
-45% -$7.18K
SM icon
1462
SM Energy
SM
$7.44B
$9K ﹤0.01%
+914
New +$9.32K
ST icon
1463
Sensata Technologies
ST
$7.08B
$9K ﹤0.01%
176
-75
-30% -$3.55K
TDC icon
1464
Teradata
TDC
$3.24B
$9K ﹤0.01%
295
– –
TWO
1465
Two Harbors Investment
TWO
$1.27B
$9K ﹤0.01%
175
+125
+250% +$6.59K
TXRH icon
1466
Texas Roadhouse
TXRH
$13.7B
$9K ﹤0.01%
170
– –
USPH icon
1467
US Physical Therapy
USPH
$1.15B
$9K ﹤0.01%
68
– –
INVX
1468
Innovex International
INVX
$2.21B
$9K ﹤0.01%
175
-52
-23% -$2.54K
AVTA
1469
DELISTED
Avantax, Inc. Common Stock
AVTA
$9K ﹤0.01%
413
-28
-6% -$706
DRE
1470
DELISTED
Duke Realty Corp.
DRE
$9K ﹤0.01%
276
-13
-4% -$430
SNP
1471
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$9K ﹤0.01%
156
-3,689
-96% -$229K
DISCK
1472
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$9K ﹤0.01%
+379
New +$10.2K
AMTD
1473
DELISTED
TD Ameritrade Holding Corp
AMTD
$9K ﹤0.01%
191
-8,409
-98% -$403K
BID
1474
DELISTED
Sotheby's
BID
$9K ﹤0.01%
161
– –
FNSR
1475
DELISTED
Finisar Corp
FNSR
$9K ﹤0.01%
362
-24
-6% -$552
57 58
59
60 61

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.