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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAL icon
1426
Western Alliance Bancorporation
WAL
$8.87B
$335K ﹤0.01%
5,640
+391
+7% +$25.3K
Z icon
1427
Zillow
Z
$7.56B
$335K ﹤0.01%
10,436
-18,888
-64% -$626K
CF icon
1428
CF Industries
CF
$17.3B
$334K ﹤0.01%
3,932
-1,218
-24% -$124K
CHI
1429
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$334K ﹤0.01%
31,823
-3,236
-9% -$34.9K
WCN
1430
Waste Connections
WCN
$42B
$334K ﹤0.01%
2,525
+682
+37% +$92.8K
FTLS icon
1431
First Trust Long/Short Equity ETF
FTLS
$2.49B
$332K ﹤0.01%
6,807
-266
-4% -$13.1K
SI
1432
DELISTED
Silvergate Capital Corporation
SI
$332K ﹤0.01%
19,117
+9,590
+101% +$380K
GSEW icon
1433
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.04B
$330K ﹤0.01%
5,698
-4,050
-42% -$235K
NS
1434
DELISTED
NuStar Energy L.P.
NS
$329K ﹤0.01%
20,627
+18
+0.1% +$280
BBY icon
1435
Best Buy
BBY
$17.3B
$327K ﹤0.01%
4,083
-415
-9% -$30.5K
SGOL icon
1436
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$327K ﹤0.01%
18,746
-2,299
-11% -$38.1K
STEL
1437
DELISTED
Stellar Bancorp
STEL
$327K ﹤0.01%
+11,105
New +$344K
SPBO icon
1438
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$326K ﹤0.01%
11,491
-520
-4% -$14.7K
VTRS icon
1439
Viatris
VTRS
$18.9B
$326K ﹤0.01%
29,432
-4,091
-12% -$42.8K
EMN icon
1440
Eastman Chemical
EMN
$8.42B
$325K ﹤0.01%
4,017
+351
+10% +$28.3K
AFCG
1441
AFC Gamma
AFCG
$63.4M
$324K ﹤0.01%
30,157
+747
+3% +$8.4K
JKHY icon
1442
Jack Henry & Associates
JKHY
$11.1B
$324K ﹤0.01%
1,853
+338
+22% +$62.4K
ETO
1443
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$322K ﹤0.01%
15,400
+8,520
+124% +$183K
APP icon
1444
Applovin
APP
$116B
$321K ﹤0.01%
30,508
+1,500
+5% +$22K
CORN icon
1445
Teucrium Corn Fund
CORN
$165M
$321K ﹤0.01%
11,937
– –
FTI icon
1446
TechnipFMC
FTI
$27.3B
$321K ﹤0.01%
26,433
+24,044
+1,006% +$269K
QJUN icon
1447
FT Vest Growth-100 Buffer ETF June
QJUN
$678M
$321K ﹤0.01%
18,200
– –
EVV
1448
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$317K ﹤0.01%
33,838
-7,045
-17% -$68.1K
FIXD icon
1449
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$317K ﹤0.01%
7,237
-407
-5% -$17.8K
FMHI icon
1450
First Trust Municipal High Income ETF
FMHI
$1.01B
$317K ﹤0.01%
6,868
+4,851
+241% +$223K
56 57
58
59 60

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NAMI
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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.