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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLS icon
1426
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$366K ﹤0.01%
7,659
-679
-8% -$32.5K
IONS icon
1427
Ionis Pharmaceuticals
IONS
$9.4B
$366K ﹤0.01%
12,092
-1,320,688
-99% -$41.6M
ARTNA icon
1428
Artesian Resources
ARTNA
$358M
$365K ﹤0.01%
7,893
+532
+7% +$22.4K
EMXC icon
1429
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.1B
$365K ﹤0.01%
6,033
+3,681
+157% +$224K
ALSN icon
1430
Allison Transmission
ALSN
$9.82B
$364K ﹤0.01%
10,038
-10,030
-50% -$354K
ICSH icon
1431
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.13B
$363K ﹤0.01%
7,221
-413
-5% -$20.8K
CCK icon
1432
Crown Holdings
CCK
$13.1B
$362K ﹤0.01%
3,281
+128
+4% +$13.6K
CGBD icon
1433
Carlyle Secured Lending
CGBD
$758M
$362K ﹤0.01%
26,375
+165
+0.6% +$2.29K
ATMP icon
1434
iPath Select MLP ETN
ATMP
$621M
$361K ﹤0.01%
23,245
+2,905
+14% +$47K
VSS icon
1435
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$360K ﹤0.01%
2,698
+7
+0.3% +$947
ETV
1436
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$359K ﹤0.01%
21,477
– –
SMB icon
1437
VanEck Short Muni ETF
SMB
$312M
$358K ﹤0.01%
20,015
– –
PRFT
1438
DELISTED
Perficient Inc
PRFT
$358K ﹤0.01%
2,769
+2,226
+410% +$293K
SONO icon
1439
Sonos
SONO
$1.85B
$357K ﹤0.01%
11,992
-2,750
-19% -$87.5K
MPWR icon
1440
Monolithic Power Systems
MPWR
$68.9B
$355K ﹤0.01%
723
-2,627
-78% -$1.36M
APAM icon
1441
Artisan Partners
APAM
$3.02B
$354K ﹤0.01%
7,457
+1,548
+26% +$74.3K
STOR
1442
DELISTED
STORE Capital Corporation
STOR
$354K ﹤0.01%
10,346
+290
+3% +$9.85K
AB icon
1443
AllianceBernstein
AB
$3.47B
$353K ﹤0.01%
7,234
+4
+0.1% +$209
LDP icon
1444
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$353K ﹤0.01%
13,360
– –
YUMC icon
1445
Yum China
YUMC
$16.3B
$353K ﹤0.01%
7,107
-37
-0.5% -$2.01K
EDR
1446
DELISTED
Endeavor Group Holdings, Inc.
EDR
$349K ﹤0.01%
10,019
+10,000
+52,632% +$283K
SV
1447
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
$349K ﹤0.01%
+34,800
New +$342K
MANH icon
1448
Manhattan Associates
MANH
$11.4B
$347K ﹤0.01%
2,233
-11
-0.5% -$1.79K
NWSA icon
1449
News Corp Class A
NWSA
$15.4B
$347K ﹤0.01%
15,556
+22
+0.1% +$503
TUEM
1450
DELISTED
Tuesday Morning Corp
TUEM
$344K ﹤0.01%
+5,333
New +$388K
56 57
58
59 60

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.