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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEZ
1426
DELISTED
VictoryShares Emerging Market Volatility Wtd ETF
CEZ
$153K ﹤0.01%
5,564
– –
CHN
1427
DELISTED
China Fund
CHN
$152K ﹤0.01%
5,213
+135
+3% +$4.22K
UTHR icon
1428
United Therapeutics
UTHR
$23.1B
$152K ﹤0.01%
913
+72
+9% +$12K
AYX
1429
DELISTED
Alteryx Inc
AYX
$152K ﹤0.01%
1,840
-348
-16% -$36.9K
FNDA icon
1430
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$151K ﹤0.01%
6,016
+4,300
+251% +$104K
OCSL icon
1431
Oaktree Specialty Lending
OCSL
$1.14B
$151K ﹤0.01%
8,171
+804
+11% +$14.5K
BME icon
1432
BlackRock Health Sciences Trust
BME
$570M
$150K ﹤0.01%
3,260
-8
-0.2% -$379
XLG icon
1433
Invesco S&P 500 Top 50 ETF
XLG
$11B
$150K ﹤0.01%
5,060
+10
+0.2% +$291
MYI icon
1434
BlackRock MuniYield Quality Fund III
MYI
$721M
$149K ﹤0.01%
10,518
– –
SIRI icon
1435
SiriusXM
SIRI
$10.1B
$149K ﹤0.01%
2,459
+367
+18% +$22.4K
WIT icon
1436
Wipro
WIT
$20B
$149K ﹤0.01%
47,232
– –
CELL
1437
DELISTED
PhenomeX Inc. Common Stock
CELL
$149K ﹤0.01%
2,980
+726
+32% +$49.5K
FACA.U
1438
DELISTED
Figure Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
FACA.U
$149K ﹤0.01%
+14,750
New +$155K
APHA
1439
DELISTED
Aphria Inc. Common Shares
APHA
$149K ﹤0.01%
8,134
+903
+12% +$14.6K
KSTR icon
1440
KraneShares China Technology & Semiconductor STAR 50 Index ETF
KSTR
$404M
$148K ﹤0.01%
+6,986
New +$161K
RDS.B
1441
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$148K ﹤0.01%
4,054
+609
+18% +$23.2K
WPF
1442
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$148K ﹤0.01%
+14,750
New +$160K
IWC icon
1443
iShares Micro-Cap ETF
IWC
$1.5B
$146K ﹤0.01%
1,000
+967
+2,930% +$138K
KTB icon
1444
Kontoor Brands
KTB
$4.26B
$146K ﹤0.01%
3,017
+187
+7% +$8.35K
NDAQ icon
1445
Nasdaq
NDAQ
$52.9B
$146K ﹤0.01%
2,994
+693
+30% +$32.9K
OZK icon
1446
Bank OZK
OZK
$5.61B
$146K ﹤0.01%
3,582
+403
+13% +$15.9K
CMPS
1447
Compass Pathways
CMPS
$1.83B
$145K ﹤0.01%
3,950
+3,750
+1,875% +$164K
DINO icon
1448
HF Sinclair
DINO
$14.5B
$145K ﹤0.01%
4,073
-19
-0.5% -$635
ONEQ icon
1449
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$145K ﹤0.01%
2,820
– –
CTRA
1450
DELISTED
Coterra Energy
CTRA
$144K ﹤0.01%
7,709
-1,864
-19% -$34.3K
56 57
58
59 60

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.