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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHE icon
1401
iShares US Pharmaceuticals ETF
IHE
$1.64B
$447K ﹤0.01%
7,665
+9
+0.1% +$542
HQY icon
1402
HealthEquity
HQY
$8.75B
$446K ﹤0.01%
7,597
-130
-2% -$7.89K
INTF icon
1403
iShares International Equity Factor ETF
INTF
$3.75B
$446K ﹤0.01%
16,870
– –
NOK icon
1404
Nokia
NOK
$52.3B
$444K ﹤0.01%
90,749
-3,205
-3% -$15.1K
RYLD icon
1405
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$444K ﹤0.01%
24,760
+8,000
+48% +$151K
EFAS icon
1406
Global X MSCI SuperDividend EAFE ETF
EFAS
$54M
$441K ﹤0.01%
32,000
– –
FTXN icon
1407
First Trust Nasdaq Oil & Gas ETF
FTXN
$154M
$437K ﹤0.01%
16,222
-49,055
-75% -$1.35M
NGG icon
1408
National Grid
NGG
$81.3B
$437K ﹤0.01%
6,837
-697
-9% -$41.8K
TBLD
1409
Thornburg Income Builder Opportunities Trust
TBLD
$716M
$437K ﹤0.01%
28,000
– –
SWKS icon
1410
Skyworks Solutions
SWKS
$10.6B
$435K ﹤0.01%
3,697
-553
-13% -$61.3K
AIT icon
1411
Applied Industrial Technologies
AIT
$13.3B
$432K ﹤0.01%
3,044
+2,257
+287% +$306K
DRLL icon
1412
Strive US Energy ETF
DRLL
$284M
$430K ﹤0.01%
15,501
-6,482
-29% -$186K
HYLS icon
1413
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$429K ﹤0.01%
10,796
+3,892
+56% +$155K
UUUU icon
1414
Energy Fuels
UUUU
$3.53B
$429K ﹤0.01%
76,959
-9,173
-11% -$59.4K
SUSA icon
1415
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
$428K ﹤0.01%
4,876
+93
+2% +$7.99K
ZS icon
1416
Zscaler
ZS
$27.3B
$428K ﹤0.01%
3,676
+1,697
+86% +$204K
CNR
1417
Core Natural Resources Inc
CNR
$4.45B
$428K ﹤0.01%
7,353
+3,801
+107% +$217K
ROBO icon
1418
ROBO Global Robotics & Automation Index ETF
ROBO
$2.11B
$427K ﹤0.01%
7,810
-755
-9% -$39.4K
HAS icon
1419
Hasbro
HAS
$13.2B
$426K ﹤0.01%
7,954
-375
-5% -$21.4K
ACES icon
1420
ALPS Clean Energy ETF
ACES
$124M
$424K ﹤0.01%
9,134
+5,350
+141% +$258K
BAB icon
1421
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$424K ﹤0.01%
15,776
+11,776
+294% +$313K
VOYA icon
1422
Voya Financial
VOYA
$9.19B
$423K ﹤0.01%
5,929
+226
+4% +$15.8K
DSM
1423
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$419K ﹤0.01%
+69,849
New +$409K
ETJ
1424
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$416K ﹤0.01%
52,387
+700
+1% +$5.44K
LNT icon
1425
Alliant Energy
LNT
$18B
$416K ﹤0.01%
7,820
+2,347
+43% +$125K
55 56
57
58 59

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.