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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUSB icon
1401
Vanguard Ultra-Short Bond ETF
VUSB
$9.33B
$351K ﹤0.01%
7,178
– –
DTEC icon
1402
ALPS Disruptive Technologies ETF
DTEC
$75.7M
$350K ﹤0.01%
11,120
– –
DRLL icon
1403
Strive US Energy ETF
DRLL
$284M
$347K ﹤0.01%
+13,965
New +$374K
PRFZ icon
1404
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$347K ﹤0.01%
11,965
-750
-6% -$24.4K
MHD icon
1405
BlackRock MuniHoldings Fund
MHD
$606M
$345K ﹤0.01%
30,743
-2,901
-9% -$37.3K
WAL icon
1406
Western Alliance Bancorporation
WAL
$8.87B
$345K ﹤0.01%
5,249
+196
+4% +$14.8K
UBSI icon
1407
United Bankshares
UBSI
$6.62B
$344K ﹤0.01%
9,649
-172
-2% -$6.41K
CPNG icon
1408
Coupang
CPNG
$29.2B
$343K ﹤0.01%
20,655
+19,507
+1,699% +$337K
ICF icon
1409
iShares Select U.S. REIT ETF
ICF
$2.11B
$343K ﹤0.01%
6,399
+71
+1% +$4.41K
MVT
1410
DELISTED
BlackRock MuniVest Fund II
MVT
$343K ﹤0.01%
34,021
-25,335
-43% -$288K
EWY icon
1411
iShares MSCI South Korea ETF
EWY
$25.7B
$342K ﹤0.01%
7,239
-3,830
-35% -$218K
NMZ icon
1412
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$342K ﹤0.01%
33,275
– –
XNCR icon
1413
Xencor
XNCR
$1.55B
$341K ﹤0.01%
13,141
-12,676
-49% -$363K
DTD icon
1414
WisdomTree US Total Dividend Fund
DTD
$1.69B
$340K ﹤0.01%
6,272
– –
FLQL icon
1415
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.11B
$340K ﹤0.01%
9,300
– –
GNR icon
1416
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$340K ﹤0.01%
6,898
+4,882
+242% +$257K
JHEM icon
1417
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$340K ﹤0.01%
15,636
+213
+1% +$5.12K
MANU icon
1418
Manchester United
MANU
$3.73B
$340K ﹤0.01%
25,658
+25,155
+5,001% +$315K
PPA icon
1419
Invesco Aerospace & Defense ETF
PPA
$8.7B
$339K ﹤0.01%
5,258
+1,045
+25% +$74.7K
CHI
1420
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$338K ﹤0.01%
35,059
-2,034
-5% -$23.7K
PXH icon
1421
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
$336K ﹤0.01%
20,805
-7,893
-28% -$140K
BXSL icon
1422
Blackstone Secured Lending
BXSL
$5.72B
$335K ﹤0.01%
14,733
+4,348
+42% +$104K
SGOL icon
1423
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$335K ﹤0.01%
21,045
+925
+5% +$15.3K
MAS icon
1424
Masco
MAS
$15.3B
$334K ﹤0.01%
7,190
+1,058
+17% +$55.1K
SPBO icon
1425
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$333K ﹤0.01%
12,011
+11,496
+2,232% +$340K
55 56
57
58 59

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.