We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMO icon
1401
Bank of Montreal
BMO
$127B
$28K ﹤0.01%
565
– –
BXP icon
1402
Boston Properties
BXP
$11.1B
$28K ﹤0.01%
303
+2
+0.7% +$258
CVBF icon
1403
CVB Financial
CVBF
$3.99B
$28K ﹤0.01%
+1,420
New +$28.6K
ECOR icon
1404
electroCore
ECOR
$72.9M
$28K ﹤0.01%
1,949
+1,001
+106% +$14.8K
IOVA icon
1405
Iovance Biotherapeutics
IOVA
$2.87B
$28K ﹤0.01%
930
+180
+24% +$4.77K
IYH icon
1406
iShares US Healthcare ETF
IYH
$3.71B
$28K ﹤0.01%
735
– –
ROM icon
1407
ProShares Ultra Technology
ROM
$1.29B
$28K ﹤0.01%
+2,000
New +$39.1K
RQI icon
1408
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$28K ﹤0.01%
3,069
+2,058
+204% +$26.1K
LHCG
1409
DELISTED
LHC Group LLC
LHCG
$28K ﹤0.01%
200
-116
-37% -$16.2K
AAL icon
1410
American Airlines Group
AAL
$10.6B
$27K ﹤0.01%
2,212
-369
-14% -$8.41K
CHY
1411
Calamos Convertible and High Income Fund
CHY
$1.06B
$27K ﹤0.01%
+3,053
New +$32.8K
CRBN icon
1412
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
$27K ﹤0.01%
268
+227
+554% +$27.5K
CRESY
1413
Cresud
CRESY
$773M
$27K ﹤0.01%
8,047
– –
EMN icon
1414
Eastman Chemical
EMN
$8.42B
$27K ﹤0.01%
571
+438
+329% +$28.1K
HIW icon
1415
Highwoods Properties
HIW
$3.47B
$27K ﹤0.01%
765
– –
HZNP
1416
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$27K ﹤0.01%
899
– –
AME icon
1417
Ametek
AME
$58.2B
$26K ﹤0.01%
359
-219
-38% -$19.8K
AMKR icon
1418
Amkor Technology
AMKR
$13.7B
$26K ﹤0.01%
3,354
+714
+27% +$7.76K
CEMB icon
1419
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$26K ﹤0.01%
574
– –
CM icon
1420
Canadian Imperial Bank of Commerce
CM
$108B
$26K ﹤0.01%
892
-78
-8% -$2.9K
COTY icon
1421
Coty
COTY
$2.48B
$26K ﹤0.01%
5,038
-94
-2% -$882
EBS icon
1422
Emergent Biosolutions
EBS
$248M
$26K ﹤0.01%
453
+240
+113% +$13.8K
ENR icon
1423
Energizer
ENR
$1.55B
$26K ﹤0.01%
861
-68
-7% -$3.08K
FWONK icon
1424
Liberty Media Series C
FWONK
$25.8B
$26K ﹤0.01%
1,004
+254
+34% +$9.75K
HLI icon
1425
Houlihan Lokey
HLI
$9.02B
$26K ﹤0.01%
497
-129
-21% -$6.69K
55 56
57
58 59

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.