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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYLD icon
1376
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$452K ﹤0.01%
11,004
-302
-3% -$12.3K
VWOB icon
1377
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$452K ﹤0.01%
7,513
-356
-5% -$21.9K
ACM icon
1378
Aecom
ACM
$9.63B
$448K ﹤0.01%
5,295
-7,379
-58% -$605K
FJUL icon
1379
FT Vest US Equity Buffer ETF July
FJUL
$1.24B
$446K ﹤0.01%
11,443
-5,267
-32% -$195K
FCT
1380
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$445K ﹤0.01%
44,938
-970
-2% -$9.39K
ALGM icon
1381
Allegro MicroSystems
ALGM
$7.79B
$443K ﹤0.01%
9,803
+2,077
+27% +$84.1K
MMD
1382
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$441K ﹤0.01%
25,855
-4,401
-15% -$75K
HCSG icon
1383
Healthcare Services Group
HCSG
$1.57B
$441K ﹤0.01%
29,511
-292,076
-91% -$4.23M
PGNY icon
1384
Progyny
PGNY
$2.47B
$441K ﹤0.01%
11,198
+2,607
+30% +$94.1K
CTLT
1385
DELISTED
CATALENT, INC.
CTLT
$439K ﹤0.01%
10,136
-15,154
-60% -$666K
BBCA icon
1386
JPMorgan BetaBuilders Canada ETF
BBCA
$11.1B
$439K ﹤0.01%
7,166
+278
+4% +$16.8K
QQQJ icon
1387
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.15B
$438K ﹤0.01%
16,772
-4,182
-20% -$105K
DTEC icon
1388
ALPS Disruptive Technologies ETF
DTEC
$74.7M
$438K ﹤0.01%
11,122
– –
SEE
1389
DELISTED
Sealed Air
SEE
$431K ﹤0.01%
10,770
+3,670
+52% +$156K
EFAS icon
1390
Global X MSCI SuperDividend EAFE ETF
EFAS
$53M
$430K ﹤0.01%
32,000
– –
PHK
1391
PIMCO High Income Fund
PHK
$869M
$429K ﹤0.01%
85,808
+1,644
+2% +$7.84K
NCLH icon
1392
Norwegian Cruise Line
NCLH
$9.32B
$428K ﹤0.01%
19,656
-309
-2% -$4.73K
TBLD
1393
Thornburg Income Builder Opportunities Trust
TBLD
$711M
$426K ﹤0.01%
28,000
– –
RYLD icon
1394
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$426K ﹤0.01%
23,534
-1,226
-5% -$22.1K
DRLL icon
1395
Strive US Energy ETF
DRLL
$282M
$425K ﹤0.01%
15,526
+25
+0.2% +$685
SDIV icon
1396
Global X SuperDividend ETF
SDIV
$1.21B
$423K ﹤0.01%
18,741
+7,781
+71% +$173K
GNR icon
1397
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.85B
$423K ﹤0.01%
11,298
+3,417
+43% +$189K
OGN icon
1398
Organon & Co
OGN
$3.56B
$423K ﹤0.01%
20,918
-1,768
-8% -$38.4K
AGNC icon
1399
AGNC Investment
AGNC
$12.6B
$421K ﹤0.01%
41,527
+15,132
+57% +$147K
ETJ
1400
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$569M
$420K ﹤0.01%
51,037
-1,350
-3% -$10.7K
54 55
56
57 58

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.