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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGNX icon
1376
Cognex
CGNX
$11.3B
$376K ﹤0.01%
9,078
-2,393
-21% -$108K
EVV
1377
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$376K ﹤0.01%
40,883
-952
-2% -$9.96K
YUMC icon
1378
Yum China
YUMC
$16.3B
$376K ﹤0.01%
7,973
+620
+8% +$29.8K
BHR
1379
Braemar Hotels & Resorts
BHR
$142M
$374K ﹤0.01%
87,000
+2,500
+3% +$12.7K
CHW
1380
Calamos Global Dynamic Income Fund
CHW
$545M
$373K ﹤0.01%
61,500
-6,057
-9% -$43.1K
HLI icon
1381
Houlihan Lokey
HLI
$9.02B
$372K ﹤0.01%
4,942
-141
-3% -$11.4K
OM icon
1382
Outset Medical
OM
$90.8M
$372K ﹤0.01%
1,557
-116
-7% -$31.1K
DTH icon
1383
WisdomTree International High Dividend Fund
DTH
$663M
$371K ﹤0.01%
12,263
-1,313
-10% -$44.2K
GIGB icon
1384
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$370K ﹤0.01%
8,561
+8,558
+285,267% +$393K
KBE icon
1385
State Street SPDR S&P Bank ETF
KBE
$1.71B
$370K ﹤0.01%
8,367
+153
+2% +$7.27K
INVH icon
1386
Invitation Homes
INVH
$18B
$369K ﹤0.01%
10,954
-1,250
-10% -$46.3K
RYLD icon
1387
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$369K ﹤0.01%
20,040
-50
-0.2% -$1.02K
EFAS icon
1388
Global X MSCI SuperDividend EAFE ETF
EFAS
$54M
$366K ﹤0.01%
32,000
– –
IYF icon
1389
iShares US Financials ETF
IYF
$4.39B
$364K ﹤0.01%
5,390
+461
+9% +$34K
SPTL icon
1390
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$364K ﹤0.01%
12,283
-8,406
-41% -$273K
DNLI icon
1391
Denali Therapeutics
DNLI
$3.97B
$362K ﹤0.01%
11,834
+604
+5% +$19.6K
BTU icon
1392
Peabody Energy
BTU
$2.9B
$358K ﹤0.01%
14,469
+6,459
+81% +$145K
RILY icon
1393
BRC Group Holdings
RILY
$289M
$356K ﹤0.01%
8,003
+3
+0% +$150
HDB icon
1394
HDFC Bank
HDB
$121B
$355K ﹤0.01%
12,178
-592
-5% -$18.2K
XSLV icon
1395
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$355K ﹤0.01%
8,750
-5,873
-40% -$266K
NEAR icon
1396
iShares Short Maturity Bond ETF
NEAR
$4.88B
$353K ﹤0.01%
7,177
-5,493
-43% -$271K
THC icon
1397
Tenet Healthcare
THC
$21.1B
$353K ﹤0.01%
6,857
-176
-3% -$10.4K
ATMP icon
1398
iPath Select MLP ETN
ATMP
$621M
$351K ﹤0.01%
20,340
– –
SPMD icon
1399
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$351K ﹤0.01%
9,122
+71
+0.8% +$3.01K
VNM icon
1400
VanEck Vietnam ETF
VNM
$504M
$351K ﹤0.01%
26,455
– –
54 55
56
57 58

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NAMI
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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.