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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INVH icon
1376
Invitation Homes
INVH
$18.1B
$21K ﹤0.01%
710
+3
+0.4% +$90
IOVA icon
1377
Iovance Biotherapeutics
IOVA
$1.95B
$21K ﹤0.01%
+750
New +$17.1K
MATX icon
1378
Matsons
MATX
$6.46B
$21K ﹤0.01%
514
– –
MTCH icon
1379
Match Group
MTCH
$9.62B
$21K ﹤0.01%
251
+1
+0.4% +$73
PENN icon
1380
PENN Entertainment
PENN
$2.68B
$21K ﹤0.01%
830
+119
+17% +$2.64K
TPVG icon
1381
TriplePoint Venture Growth BDC
TPVG
$193M
$21K ﹤0.01%
+1,500
New +$23K
UI icon
1382
Ubiquiti
UI
$33.9B
$21K ﹤0.01%
110
– –
VET icon
1383
Vermilion Energy
VET
$1.69B
$21K ﹤0.01%
1,264
+1,130
+843% +$17K
VOYA icon
1384
Voya Financial
VOYA
$9.13B
$21K ﹤0.01%
349
-58
-14% -$3.27K
FRC
1385
DELISTED
First Republic Bank
FRC
$21K ﹤0.01%
183
+177
+2,950% +$19.1K
AVLR
1386
DELISTED
Avalara, Inc.
AVLR
$21K ﹤0.01%
283
+33
+13% +$2.4K
BLKB icon
1387
Blackbaud
BLKB
$2.07B
$20K ﹤0.01%
254
-20
-7% -$1.67K
CUT icon
1388
Invesco MSCI Global Timber ETF
CUT
$33.7M
$20K ﹤0.01%
679
+353
+108% +$9.88K
FNDE icon
1389
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.82B
$20K ﹤0.01%
670
– –
HELE icon
1390
Helen of Troy
HELE
$658M
$20K ﹤0.01%
113
+23
+26% +$3.69K
JELD icon
1391
JELD-WEN Holding
JELD
$156M
$20K ﹤0.01%
858
– –
KMT icon
1392
Kennametal
KMT
$2.75B
$20K ﹤0.01%
532
– –
MLPX icon
1393
Global X MLP & Energy Infrastructure ETF
MLPX
$3.59B
$20K ﹤0.01%
+552
New +$19.4K
NXST icon
1394
Nexstar Media Group
NXST
$5.99B
$20K ﹤0.01%
170
+16
+10% +$1.67K
RCI icon
1395
Rogers Communications
RCI
$18.3B
$20K ﹤0.01%
412
-470
-53% -$22.6K
RPM icon
1396
RPM International
RPM
$14.7B
$20K ﹤0.01%
261
+184
+239% +$13.3K
SPEM icon
1397
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
$20K ﹤0.01%
+540
New +$19.5K
TBF icon
1398
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$20K ﹤0.01%
1,000
– –
TRAK icon
1399
ReposiTrak
TRAK
$159M
$20K ﹤0.01%
+4,000
New +$20.6K
AZTA icon
1400
Azenta
AZTA
$1.39B
$19K ﹤0.01%
464
+26
+6% +$1.09K
54 55
56
57 58

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.