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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBCH
1376
Turtle Beach Corp
TBCH
$254M
$12K ﹤0.01%
+1,000
New +$9.93K
ETRN
1377
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$12K ﹤0.01%
806
-13,911
-95% -$214K
DOOR
1378
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$12K ﹤0.01%
204
-68
-25% -$3.61K
TWNK
1379
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$12K ﹤0.01%
886
-60
-6% -$850
AIR icon
1380
AAR Corp
AIR
$5.71B
$11K ﹤0.01%
262
-18
-6% -$756
APA icon
1381
APA Corp
APA
$13B
$11K ﹤0.01%
426
+12
+3% +$288
CSGP icon
1382
CoStar Group
CSGP
$12.2B
$11K ﹤0.01%
180
-50
-22% -$2.99K
DOC icon
1383
Healthpeak Properties
DOC
$14.9B
$11K ﹤0.01%
300
– –
DOX icon
1384
Amdocs
DOX
$5.88B
$11K ﹤0.01%
164
-76
-32% -$4.88K
EBS icon
1385
Emergent Biosolutions
EBS
$382M
$11K ﹤0.01%
213
-14
-6% -$652
ENS icon
1386
EnerSys
ENS
$6.88B
$11K ﹤0.01%
174
-11
-6% -$691
EQNR icon
1387
Equinor
EQNR
$94.8B
$11K ﹤0.01%
573
– –
GVI icon
1388
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$11K ﹤0.01%
95
– –
HMC icon
1389
Honda
HMC
$38.4B
$11K ﹤0.01%
412
+225
+120% +$5.67K
HUBG icon
1390
HUB Group
HUBG
$2.83B
$11K ﹤0.01%
468
– –
MNRO icon
1391
Monro
MNRO
$399M
$11K ﹤0.01%
141
– –
MOH icon
1392
Molina Healthcare
MOH
$10.2B
$11K ﹤0.01%
+101
New +$13.1K
PTEN icon
1393
Patterson-UTI
PTEN
$3.9B
$11K ﹤0.01%
1,236
– –
SCHV
1394
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$11K ﹤0.01%
573
+132
+30% +$2.47K
SLGN icon
1395
Silgan Holdings
SLGN
$4.37B
$11K ﹤0.01%
353
– –
SNDR icon
1396
Schneider National
SNDR
$6.12B
$11K ﹤0.01%
503
+2
+0.4% +$39
DEX
1397
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$11K ﹤0.01%
+1,137
New +$11.1K
CLR
1398
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$11K ﹤0.01%
366
– –
COHR
1399
DELISTED
Coherent Inc
COHR
$11K ﹤0.01%
72
– –
TVTY
1400
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$11K ﹤0.01%
669
-22
-3% -$381
54 55
56
57 58

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.