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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHR
1351
Braemar Hotels & Resorts
BHR
$142M
$408K ﹤0.01%
147,255
+25,755
+21% +$80K
DBC icon
1352
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$401K ﹤0.01%
16,072
-4,188
-21% -$102K
EWC icon
1353
iShares MSCI Canada ETF
EWC
$6.33B
$399K ﹤0.01%
11,930
-4,023
-25% -$139K
EDR
1354
DELISTED
Endeavor Group Holdings, Inc.
EDR
$399K ﹤0.01%
20,049
+49
+0.2% +$1.12K
EWZ icon
1355
iShares MSCI Brazil ETF
EWZ
$8.95B
$395K ﹤0.01%
12,878
-1,121
-8% -$35.6K
XYLD icon
1356
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$395K ﹤0.01%
10,147
-857
-8% -$34.7K
DTEC icon
1357
ALPS Disruptive Technologies ETF
DTEC
$75.7M
$394K ﹤0.01%
11,122
– –
FTXN icon
1358
First Trust Nasdaq Oil & Gas ETF
FTXN
$157M
$391K ﹤0.01%
13,032
-1,529
-11% -$44.3K
KYN icon
1359
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$391K ﹤0.01%
46,012
-215
-0.5% -$1.85K
FLEX icon
1360
Flex
FLEX
$44.8B
$390K ﹤0.01%
19,187
+1,211
+7% +$24.5K
EMC icon
1361
Global X Emerging Markets Great Consumer ETF
EMC
$56.5M
$388K ﹤0.01%
16,335
– –
ETJ
1362
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$387K ﹤0.01%
50,380
-657
-1% -$5.3K
PHK
1363
PIMCO High Income Fund
PHK
$880M
$386K ﹤0.01%
87,433
+1,625
+2% +$7.94K
LAB icon
1364
Standard BioTools
LAB
$314M
$382K ﹤0.01%
131,768
+728
+0.6% +$1.9K
GWX icon
1365
State Street SPDR S&P International Small Cap ETF
GWX
$913M
$377K ﹤0.01%
12,954
+898
+7% +$27.4K
MVT
1366
DELISTED
BlackRock MuniVest Fund II
MVT
$377K ﹤0.01%
40,631
+3,308
+9% +$33.9K
HIX
1367
Western Asset High Income Fund II
HIX
$355M
$376K ﹤0.01%
84,384
+4,373
+5% +$21.1K
VTRS icon
1368
Viatris
VTRS
$18.9B
$376K ﹤0.01%
38,104
+15,467
+68% +$161K
DJUL icon
1369
FT Vest US Equity Deep Buffer ETF July
DJUL
$451M
$375K ﹤0.01%
+11,050
New +$384K
JHEM icon
1370
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$372K ﹤0.01%
15,684
+236
+2% +$5.8K
CEF icon
1371
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$371K ﹤0.01%
21,415
+1,525
+8% +$27.7K
QS icon
1372
QuantumScape Corp
QS
$3.74B
$369K ﹤0.01%
55,125
-2,384
-4% -$19.4K
AMPS
1373
DELISTED
Altus Power
AMPS
$368K ﹤0.01%
70,000
– –
BAB icon
1374
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$365K ﹤0.01%
14,448
+7
+0% +$182
COMT icon
1375
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$364K ﹤0.01%
12,497
-131
-1% -$3.7K
53 54
55
56 57

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NAMI
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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.