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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
1351
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$458K ﹤0.01%
30,323
– –
OKE icon
1352
Oneok
OKE
$54.5B
$457K ﹤0.01%
7,797
+2,259
+41% +$140K
DBRG icon
1353
DigitalBridge
DBRG
$2.95B
$454K ﹤0.01%
13,644
+96
+0.7% +$2.85K
BLOK icon
1354
Amplify Blockchain Technology ETF
BLOK
$1.07B
$453K ﹤0.01%
11,290
+925
+9% +$48.2K
MCO icon
1355
Moody's
MCO
$82.7B
$453K ﹤0.01%
1,162
+30
+3% +$11.6K
DKNG icon
1356
DraftKings
DKNG
$11.9B
$452K ﹤0.01%
16,458
-18,396
-53% -$721K
IXG icon
1357
iShares Global Financials ETF
IXG
$687M
$452K ﹤0.01%
5,650
+1,364
+32% +$110K
PAYC icon
1358
Paycom
PAYC
$9.69B
$452K ﹤0.01%
1,090
-774
-42% -$366K
PVH icon
1359
PVH
PVH
$4.04B
$451K ﹤0.01%
4,233
+523
+14% +$57.2K
VGLT icon
1360
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$451K ﹤0.01%
5,050
+2,642
+110% +$235K
VTRS icon
1361
Viatris
VTRS
$18.9B
$451K ﹤0.01%
33,530
-5,900
-15% -$78.8K
BDXB
1362
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$451K ﹤0.01%
+8,552
New +$449K
HIG icon
1363
Hartford Financial Services
HIG
$39.3B
$446K ﹤0.01%
6,481
-56
-0.9% -$3.95K
SCHV
1364
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$446K ﹤0.01%
18,276
+2,364
+15% +$56K
NDMO icon
1365
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$606M
$443K ﹤0.01%
26,659
+10,459
+65% +$165K
IOVA icon
1366
Iovance Biotherapeutics
IOVA
$2.87B
$438K ﹤0.01%
22,992
+22,642
+6,469% +$498K
NSL
1367
DELISTED
NUVEEN SENIOR INCM FD
NSL
$438K ﹤0.01%
74,370
+1,678
+2% +$9.97K
FLQL icon
1368
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.11B
$437K ﹤0.01%
9,300
-288
-3% -$12.9K
GUNR icon
1369
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.32B
$433K ﹤0.01%
10,982
+939
+9% +$36.3K
MSCI icon
1370
MSCI
MSCI
$40.9B
$433K ﹤0.01%
707
+103
+17% +$64.6K
MIDD icon
1371
Middleby
MIDD
$6.08B
$431K ﹤0.01%
2,195
-11,923
-84% -$2.18M
PTON icon
1372
Peloton Interactive
PTON
$2.49B
$431K ﹤0.01%
12,072
-36,959
-75% -$2.26M
LBAI
1373
DELISTED
Lakeland Bancorp Inc
LBAI
$431K ﹤0.01%
22,700
– –
HYEM icon
1374
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$430K ﹤0.01%
19,203
+645
+3% +$14.6K
SR icon
1375
Spire
SR
$4.85B
$429K ﹤0.01%
6,580
+6,450
+4,962% +$408K
53 54
55
56 57

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.