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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBSI icon
1326
United Bankshares
UBSI
$6.62B
$808K ﹤0.01%
22,590
+11,250
+99% +$398K
DJUN icon
1327
FT Vest US Equity Deep Buffer ETF June
DJUN
$353M
$807K ﹤0.01%
20,158
– –
EMBC icon
1328
Embecta
EMBC
$262M
$806K ﹤0.01%
60,765
+13,190
+28% +$204K
RODM icon
1329
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$806K ﹤0.01%
28,780
-5,285
-16% -$144K
KDP icon
1330
Keurig Dr Pepper
KDP
$40.8B
$806K ﹤0.01%
+26,267
New +$809K
RDY icon
1331
Dr. Reddy's Laboratories
RDY
$10.2B
$802K ﹤0.01%
54,690
-28,590
-34% -$417K
ICSH icon
1332
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.13B
$801K ﹤0.01%
15,851
+3,504
+28% +$177K
DFAT icon
1333
Dimensional US Targeted Value ETF
DFAT
$14.7B
$798K ﹤0.01%
14,661
-844
-5% -$43.4K
AXTA icon
1334
Axalta
AXTA
$8.17B
$790K ﹤0.01%
22,982
+8,801
+62% +$287K
NRG icon
1335
NRG Energy
NRG
$24.8B
$788K ﹤0.01%
11,644
+1,619
+16% +$90.8K
SCHF icon
1336
Schwab International Equity ETF
SCHF
$68.7B
$786K ﹤0.01%
40,308
-9,116
-18% -$170K
IHDG icon
1337
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$786K ﹤0.01%
17,107
+243
+1% +$10.6K
WDC icon
1338
Western Digital
WDC
$150B
$783K ﹤0.01%
+15,183
New +$665K
AAL icon
1339
American Airlines Group
AAL
$10.6B
$782K ﹤0.01%
50,931
+2,796
+6% +$40.6K
FMHI icon
1340
First Trust Municipal High Income ETF
FMHI
$1B
$779K ﹤0.01%
16,176
-17
-0.1% -$814
EDR
1341
DELISTED
Endeavor Group Holdings, Inc.
EDR
$775K ﹤0.01%
30,109
+10,060
+50% +$246K
IBMR icon
1342
iShares iBonds Dec 2029 Term Muni Bond ETF
IBMR
$469M
$771K ﹤0.01%
30,558
+141
+0.5% +$3.58K
MHF
1343
Western Asset Municipal High Income Fund
MHF
$153M
$767K ﹤0.01%
113,000
+14,500
+15% +$95.4K
EQNR icon
1344
Equinor
EQNR
$92.4B
$767K ﹤0.01%
28,357
-5,589
-16% -$153K
RVT icon
1345
Royce Value Trust
RVT
$2.3B
$764K ﹤0.01%
50,362
-4,711
-9% -$67.9K
TENB icon
1346
Tenable Holdings
TENB
$4.01B
$763K ﹤0.01%
15,434
-5,388
-26% -$256K
COHR icon
1347
Coherent
COHR
$74.2B
$762K ﹤0.01%
+12,565
New +$689K
VGM icon
1348
Invesco Trust Investment Grade Municipals
VGM
$564M
$759K ﹤0.01%
76,950
-52,768
-41% -$518K
BFK
1349
DELISTED
BlackRock Municipal Income Trust
BFK
$756K ﹤0.01%
73,156
-10,582
-13% -$108K
HYT icon
1350
BlackRock Corporate High Yield Fund
HYT
$1.37B
$753K ﹤0.01%
76,951
+7,410
+11% +$71.5K
52 53
54
55 56

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.