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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDS icon
1326
Woodside Energy
WDS
$42.6B
$430K ﹤0.01%
18,469
+455
+3% +$11.1K
LBTYK icon
1327
Liberty Global Class C
LBTYK
$3.49B
$430K ﹤0.01%
23,167
+717
+3% +$13.8K
SNN icon
1328
Smith & Nephew
SNN
$12.6B
$430K ﹤0.01%
17,356
+638
+4% +$17.9K
UTL icon
1329
Unitil
UTL
$980M
$427K ﹤0.01%
10,000
-24
-0.2% -$1.18K
MTCH icon
1330
Match Group
MTCH
$8.55B
$427K ﹤0.01%
10,899
+8
+0.1% +$355
CGBD icon
1331
Carlyle Secured Lending
CGBD
$758M
$427K ﹤0.01%
29,443
+8,137
+38% +$122K
ATMP icon
1332
iPath Select MLP ETN
ATMP
$621M
$426K ﹤0.01%
+20,340
New +$422K
WTAI icon
1333
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$661M
$426K ﹤0.01%
24,450
-2,450
-9% -$45.5K
WTRG icon
1334
Essential Utilities
WTRG
$11.4B
$425K ﹤0.01%
12,379
-1,663
-12% -$64.4K
AGNC icon
1335
AGNC Investment
AGNC
$12.9B
$425K ﹤0.01%
45,003
+3,476
+8% +$34.4K
SDIV icon
1336
Global X SuperDividend ETF
SDIV
$1.21B
$422K ﹤0.01%
19,271
+530
+3% +$12K
AFRM icon
1337
Affirm
AFRM
$25.2B
$421K ﹤0.01%
19,810
-346
-2% -$6.32K
NEO icon
1338
NeoGenomics
NEO
$2.13B
$421K ﹤0.01%
34,235
-209
-0.6% -$3.11K
EFAS icon
1339
Global X MSCI SuperDividend EAFE ETF
EFAS
$53.1M
$420K ﹤0.01%
32,000
– –
U icon
1340
Unity
U
$18.9B
$417K ﹤0.01%
13,286
-11,879
-47% -$457K
MPT
1341
Medical Properties Trust
MPT
$2.81B
$414K ﹤0.01%
76,016
-149,458
-66% -$1.2M
NS
1342
DELISTED
NuStar Energy L.P.
NS
$414K ﹤0.01%
23,754
+5
+0% +$85
OZK icon
1343
Bank OZK
OZK
$5.61B
$414K ﹤0.01%
+11,171
New +$453K
QQQJ icon
1344
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$413K ﹤0.01%
16,770
-2
-0% -$52
NWSA icon
1345
News Corp Class A
NWSA
$15.4B
$412K ﹤0.01%
20,556
-4,783
-19% -$97K
DEA
1346
Easterly Government Properties
DEA
$1.18B
$412K ﹤0.01%
+14,415
New +$494K
EVBG
1347
DELISTED
Everbridge, Inc. Common Stock
EVBG
$411K ﹤0.01%
18,313
-2,216
-11% -$57.2K
CPNG icon
1348
Coupang
CPNG
$29.2B
$410K ﹤0.01%
24,123
+1,002
+4% +$18K
MEI icon
1349
Methode Electronics
MEI
$592M
$410K ﹤0.01%
17,941
+4,122
+30% +$123K
KIM icon
1350
Kimco Realty
KIM
$16.4B
$410K ﹤0.01%
23,299
-633
-3% -$12.3K
52 53
54
55 56

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.