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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNX icon
1326
TD Synnex
SNX
$20.2B
$541K ﹤0.01%
5,604
+4,683
+508% +$465K
PSMJ icon
1327
Pacer Swan SOS Moderate July ETF
PSMJ
$95.7M
$540K ﹤0.01%
24,693
– –
EES icon
1328
WisdomTree US SmallCap Earnings Fund
EES
$731M
$539K ﹤0.01%
12,477
+1
+0% +$45
QS icon
1329
QuantumScape Corp
QS
$3.74B
$539K ﹤0.01%
65,914
+2,271
+4% +$18.4K
BCE icon
1330
BCE
BCE
$21.2B
$537K ﹤0.01%
12,016
-108,946
-90% -$4.92M
TM icon
1331
Toyota
TM
$225B
$536K ﹤0.01%
3,790
-17
-0.4% -$2.39K
AVTR icon
1332
Avantor
AVTR
$9.19B
$534K ﹤0.01%
25,315
+2,340
+10% +$53.3K
DLTR icon
1333
Dollar Tree
DLTR
$25.2B
$534K ﹤0.01%
3,728
-186
-5% -$27K
QQQJ icon
1334
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$534K ﹤0.01%
20,954
+3,752
+22% +$95.3K
NBH
1335
Neuberger Municipal Fund Inc
NBH
$304M
$532K ﹤0.01%
48,636
+46,677
+2,383% +$507K
OGN icon
1336
Organon & Co
OGN
$3.57B
$532K ﹤0.01%
22,686
-1,050
-4% -$28.2K
AOR icon
1337
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.74B
$528K ﹤0.01%
10,556
– –
MMD
1338
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$525K ﹤0.01%
30,256
+7,946
+36% +$138K
WTFC icon
1339
Wintrust Financial
WTFC
$10.7B
$525K ﹤0.01%
7,210
+5,162
+252% +$441K
ALTR
1340
DELISTED
Altair Engineering Inc
ALTR
$524K ﹤0.01%
7,267
-534
-7% -$31.6K
LECO icon
1341
Lincoln Electric
LECO
$15.4B
$521K ﹤0.01%
3,090
+1,983
+179% +$327K
EOI
1342
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$520K ﹤0.01%
34,167
– –
BIT icon
1343
BlackRock Multi-Sector Income Trust
BIT
$702M
$518K ﹤0.01%
35,539
+26,595
+297% +$394K
XMLV icon
1344
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$514K ﹤0.01%
9,814
-2,001
-17% -$108K
IHDG icon
1345
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$511K ﹤0.01%
12,980
-1,196
-8% -$45.6K
NID
1346
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$509K ﹤0.01%
39,162
+1,468
+4% +$19.3K
ECC
1347
Eagle Point Credit Company
ECC
$513M
$508K ﹤0.01%
45,555
+6,646
+17% +$72K
ILF icon
1348
iShares Latin America 40 ETF
ILF
$3.83B
$508K ﹤0.01%
21,284
-854
-4% -$20.5K
EWY icon
1349
iShares MSCI South Korea ETF
EWY
$25.7B
$507K ﹤0.01%
8,302
+1,063
+15% +$64.7K
APP icon
1350
Applovin
APP
$116B
$505K ﹤0.01%
32,100
+1,592
+5% +$20.9K
52 53
54
55 56

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.