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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIRT icon
1326
Virtu Financial
VIRT
$4.93B
$494K ﹤0.01%
17,163
+14,548
+556% +$397K
SAR icon
1327
Saratoga Investment
SAR
$322M
$492K ﹤0.01%
16,747
+14,501
+646% +$422K
UNM icon
1328
Unum
UNM
$14.3B
$490K ﹤0.01%
19,981
+18,457
+1,211% +$472K
CBRE icon
1329
CBRE Group
CBRE
$42.9B
$489K ﹤0.01%
4,511
+354
+9% +$36.3K
SWK icon
1330
Stanley Black & Decker
SWK
$15.7B
$487K ﹤0.01%
2,587
-402
-13% -$74.2K
ALLO icon
1331
Allogene Therapeutics
ALLO
$694M
$486K ﹤0.01%
32,646
+22,646
+226% +$400K
CSGP icon
1332
CoStar Group
CSGP
$12.3B
$486K ﹤0.01%
6,161
-183
-3% -$15.4K
DSI icon
1333
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$486K ﹤0.01%
5,241
-785
-13% -$70.8K
MAPS
1334
DELISTED
WM TECHNOLOGY INC A
MAPS
$484K ﹤0.01%
81,000
+27,000
+50% +$265K
HUBB icon
1335
Hubbell
HUBB
$27.2B
$479K ﹤0.01%
2,305
+52
+2% +$10.4K
MXI icon
1336
iShares Global Materials ETF
MXI
$362M
$479K ﹤0.01%
5,302
+1,252
+31% +$111K
BSCN
1337
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$479K ﹤0.01%
22,332
– –
NLY icon
1338
Annaly Capital Management
NLY
$17.4B
$477K ﹤0.01%
15,280
+1,638
+12% +$55.1K
VOOG icon
1339
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$477K ﹤0.01%
9,504
-72
-0.8% -$3.49K
SWT
1340
DELISTED
Stanley Black & Decker, Inc.
SWT
$471K ﹤0.01%
4,321
-13
-0.3% -$1.41K
ZNGA
1341
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$471K ﹤0.01%
73,610
-55,375
-43% -$382K
OXY.WS icon
1342
Occidental Petroleum Corp Warrants
OXY.WS
$32B
$469K ﹤0.01%
37,233
+1,420
+4% +$19.5K
QRMI icon
1343
Global X NASDAQ 100 Risk Managed Income ETF
QRMI
$15.7M
$469K ﹤0.01%
+20,107
New +$481K
AOR icon
1344
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$468K ﹤0.01%
8,216
-10
-0.1% -$567
FSRD
1345
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$464K ﹤0.01%
47,119
+18,464
+64% +$183K
BXP icon
1346
Boston Properties
BXP
$11.1B
$463K ﹤0.01%
4,020
-309
-7% -$35.6K
ETO
1347
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$462K ﹤0.01%
14,238
+4,500
+46% +$143K
THS
1348
DELISTED
Treehouse Foods
THS
$462K ﹤0.01%
11,400
– –
MARA icon
1349
Marathon Digital Holdings
MARA
$3.9B
$460K ﹤0.01%
14,000
+10,000
+250% +$479K
UTL icon
1350
Unitil
UTL
$980M
$459K ﹤0.01%
10,000
-407
-4% -$17.6K
52 53
54
55 56

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.