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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLJP icon
1326
Franklin FTSE Japan ETF
FLJP
$4.07B
$36K ﹤0.01%
+1,657
New +$40.1K
GHYG icon
1327
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$36K ﹤0.01%
856
-263
-24% -$12.4K
NRG icon
1328
NRG Energy
NRG
$25.4B
$36K ﹤0.01%
1,314
+642
+96% +$22.1K
OMC icon
1329
Omnicom Group
OMC
$22.9B
$36K ﹤0.01%
659
+319
+94% +$22.6K
PVH icon
1330
PVH
PVH
$4.03B
$36K ﹤0.01%
947
-22
-2% -$1.68K
UYG icon
1331
ProShares Ultra Financials
UYG
$856M
$36K ﹤0.01%
+1,500
New +$68K
BPY
1332
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$36K ﹤0.01%
4,512
– –
HR
1333
DELISTED
Healthcare Realty Trust Incorporated
HR
$36K ﹤0.01%
+1,300
New +$44.1K
AKR icon
1334
Acadia Realty Trust
AKR
$2.77B
$35K ﹤0.01%
2,849
-49
-2% -$1.11K
AWR icon
1335
American States Water
AWR
$3.43B
$35K ﹤0.01%
431
+300
+229% +$25.7K
BGB
1336
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$35K ﹤0.01%
3,360
+2,353
+234% +$31.6K
DOX icon
1337
Amdocs
DOX
$6.15B
$35K ﹤0.01%
630
+239
+61% +$16K
ECC
1338
Eagle Point Credit Company
ECC
$509M
$35K ﹤0.01%
5,176
+3,900
+306% +$51.1K
EDIV icon
1339
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
$35K ﹤0.01%
1,597
– –
EWM icon
1340
iShares MSCI Malaysia ETF
EWM
$331M
$35K ﹤0.01%
+1,500
New +$38.6K
GSY icon
1341
Invesco Ultra Short Duration ETF
GSY
$3.88B
$35K ﹤0.01%
+701
New +$35.1K
JACK icon
1342
Jack in the Box
JACK
$338M
$35K ﹤0.01%
1,000
– –
SWKS icon
1343
Skyworks Solutions
SWKS
$10.5B
$35K ﹤0.01%
397
+94
+31% +$10K
TRP icon
1344
TC Energy
TRP
$65.5B
$35K ﹤0.01%
782
-403
-34% -$20.4K
UAA icon
1345
Under Armour
UAA
$2.43B
$35K ﹤0.01%
3,795
+295
+8% +$4.74K
ETFC
1346
DELISTED
E*Trade Financial Corporation
ETFC
$35K ﹤0.01%
1,032
+159
+18% +$6.72K
DTD icon
1347
WisdomTree US Total Dividend Fund
DTD
$1.69B
$34K ﹤0.01%
872
+166
+24% +$8.04K
EIDO icon
1348
iShares MSCI Indonesia ETF
EIDO
$495M
$34K ﹤0.01%
2,313
– –
FNF icon
1349
Fidelity National Financial
FNF
$13.2B
$34K ﹤0.01%
1,437
+677
+89% +$26.6K
GBCI icon
1350
Glacier Bancorp
GBCI
$6.31B
$34K ﹤0.01%
1,000
– –
52 53
54
55 56

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.