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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYV icon
1301
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$511K ﹤0.01%
6,033
+3,382
+128% +$289K
NSA
1302
DELISTED
National Storage Affiliates Trust
NSA
$510K ﹤0.01%
7,371
+171
+2% +$10.6K
IHE icon
1303
iShares US Pharmaceuticals ETF
IHE
$1.64B
$509K ﹤0.01%
7,653
-816
-10% -$51.8K
JCI icon
1304
Johnson Controls International
JCI
$92.2B
$509K ﹤0.01%
6,268
-868
-12% -$65.7K
ATER icon
1305
Aterian
ATER
$5.37M
$508K ﹤0.01%
10,300
+10,050
+4,020% +$743K
NTB icon
1306
Bank of N.T. Butterfield & Son
NTB
$2.45B
$508K ﹤0.01%
13,340
+1,881
+16% +$71.4K
HLI icon
1307
Houlihan Lokey
HLI
$9.02B
$506K ﹤0.01%
4,896
-95
-2% -$10.1K
NULV icon
1308
Nuveen ESG Large-Cap Value ETF
NULV
$2.28B
$505K ﹤0.01%
13,005
-7,416
-36% -$289K
PGF icon
1309
Invesco Financial Preferred ETF
PGF
$674M
$505K ﹤0.01%
26,838
+934
+4% +$17.5K
THRN
1310
DELISTED
Thorne Healthtech, Inc. Common Stock
THRN
$504K ﹤0.01%
+82,200
New +$642K
ADCT icon
1311
ADC Therapeutics
ADCT
$144M
$503K ﹤0.01%
24,971
– –
BOTZ icon
1312
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.51B
$503K ﹤0.01%
14,031
+5,790
+70% +$213K
DTD icon
1313
WisdomTree US Total Dividend Fund
DTD
$1.69B
$502K ﹤0.01%
7,764
– –
EFAS icon
1314
Global X MSCI SuperDividend EAFE ETF
EFAS
$53.1M
$502K ﹤0.01%
32,000
– –
KW
1315
DELISTED
Kennedy-Wilson Holdings
KW
$502K ﹤0.01%
21,060
+22
+0.1% +$501
ALB icon
1316
Albemarle
ALB
$15.5B
$500K ﹤0.01%
2,140
+1,448
+209% +$358K
PFL
1317
PIMCO Income Strategy Fund
PFL
$388M
$500K ﹤0.01%
45,662
+1,032
+2% +$11.5K
QCLN icon
1318
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
$499K ﹤0.01%
7,353
+296
+4% +$21.3K
TDIV icon
1319
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$498K ﹤0.01%
7,938
+1,705
+27% +$102K
CLAA
1320
DELISTED
Colonnade Acquisition Corp. II
CLAA
$498K ﹤0.01%
51,292
– –
PFN
1321
PIMCO Income Strategy Fund II
PFN
$703M
$497K ﹤0.01%
52,085
+1,172
+2% +$11.5K
DTH icon
1322
WisdomTree International High Dividend Fund
DTH
$663M
$496K ﹤0.01%
12,833
+48
+0.4% +$1.84K
SUSC icon
1323
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$496K ﹤0.01%
18,182
+131
+0.7% +$3.6K
SPHQ icon
1324
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$495K ﹤0.01%
9,308
+159
+2% +$8.21K
SCHO icon
1325
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$494K ﹤0.01%
19,432
-2,838
-13% -$72.4K
51 52
53
54 55

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.