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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
1301
Archer Daniels Midland
ADM
$36.9B
$216K ﹤0.01%
3,796
+1,560
+70% +$85.6K
KBWD icon
1302
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$215K ﹤0.01%
10,974
– –
AXS icon
1303
AXIS Capital
AXS
$7.55B
$214K ﹤0.01%
4,332
+182
+4% +$9.12K
BSCQ icon
1304
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$213K ﹤0.01%
+10,000
New +$216K
QCLN icon
1305
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$213K ﹤0.01%
3,120
+2,579
+477% +$198K
WDC icon
1306
Western Digital
WDC
$150B
$213K ﹤0.01%
4,222
+1,077
+34% +$50.4K
FENY icon
1307
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$212K ﹤0.01%
16,000
+1,000
+7% +$12.5K
MDYG icon
1308
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$212K ﹤0.01%
2,825
– –
VONE icon
1309
Vanguard Russell 1000 ETF
VONE
$8.68B
$212K ﹤0.01%
1,146
– –
DEM icon
1310
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$210K ﹤0.01%
4,742
+650
+16% +$28K
BUG icon
1311
Global X Cybersecurity ETF
BUG
$1.46B
$209K ﹤0.01%
8,345
-985
-11% -$26.9K
IGHG icon
1312
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$209K ﹤0.01%
2,720
+2,709
+24,627% +$205K
VMC icon
1313
Vulcan Materials
VMC
$36.9B
$209K ﹤0.01%
1,242
-52
-4% -$8.43K
BST icon
1314
BlackRock Science and Technology Trust
BST
$1.69B
$208K ﹤0.01%
3,898
-89
-2% -$4.83K
QLYS icon
1315
Qualys
QLYS
$6.35B
$208K ﹤0.01%
1,993
-4,292
-68% -$480K
TDS icon
1316
Telephone and Data Systems
TDS
$3.75B
$207K ﹤0.01%
9,028
+7,147
+380% +$146K
VOOV icon
1317
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$207K ﹤0.01%
1,521
-1,461
-49% -$190K
FOXA icon
1318
Fox Class A
FOXA
$26.9B
$205K ﹤0.01%
5,683
-6,520
-53% -$228K
FIW icon
1319
First Trust Water ETF
FIW
$1.95B
$204K ﹤0.01%
2,615
+215
+9% +$16.3K
WCLD
1320
WisdomTree Cloud Computing Fund
WCLD
$297M
$204K ﹤0.01%
4,242
+713
+20% +$38.1K
CRWS icon
1321
Crown Crafts
CRWS
$32.3M
$203K ﹤0.01%
26,300
– –
IIM icon
1322
Invesco Value Municipal Income Trust
IIM
$598M
$203K ﹤0.01%
12,986
-4,182
-24% -$65.4K
PVH icon
1323
PVH
PVH
$4.04B
$203K ﹤0.01%
1,923
+42
+2% +$4.15K
RBAC
1324
DELISTED
RedBall Acquisition Corp.
RBAC
$203K ﹤0.01%
20,500
– –
IPFF
1325
DELISTED
iShares International Preferred Stock ETF
IPFF
$203K ﹤0.01%
12,284
– –
51 52
53
54 55

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.