We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLG icon
1301
Invesco S&P 500 Top 50 ETF
XLG
$11B
$144K ﹤0.01%
5,050
+810
+19% +$22.1K
IYE icon
1302
iShares US Energy ETF
IYE
$1.77B
$143K ﹤0.01%
7,087
-3,128
-31% -$57.4K
SWK icon
1303
Stanley Black & Decker
SWK
$15.5B
$143K ﹤0.01%
802
-118
-13% -$20.9K
PETS icon
1304
PetMed Express
PETS
$42.1M
$142K ﹤0.01%
+4,444
New +$137K
AEO icon
1305
American Eagle Outfitters
AEO
$3.09B
$141K ﹤0.01%
+7,058
New +$119K
ONEQ icon
1306
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$141K ﹤0.01%
2,820
+310
+12% +$14.4K
PHI icon
1307
PLDT
PHI
$4.27B
$141K ﹤0.01%
5,055
– –
RELX icon
1308
RELX
RELX
$61.9B
$140K ﹤0.01%
5,740
+173
+3% +$3.96K
CEY
1309
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
$140K ﹤0.01%
6,345
-2,859
-31% -$58.1K
CLDR
1310
DELISTED
Cloudera, Inc.
CLDR
$139K ﹤0.01%
10,000
-2,000
-17% -$22.9K
BSCP
1311
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$138K ﹤0.01%
6,099
– –
OKE icon
1312
Oneok
OKE
$56.5B
$138K ﹤0.01%
3,600
-9,745
-73% -$328K
VST icon
1313
Vistra
VST
$48.4B
$138K ﹤0.01%
7,084
+7,073
+64,300% +$132K
SCPL
1314
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$138K ﹤0.01%
+10,000
New +$145K
EOS
1315
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$137K ﹤0.01%
6,339
+12
+0.2% +$239
EVT icon
1316
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.17B
$137K ﹤0.01%
5,812
+2,996
+106% +$64.5K
HYS icon
1317
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$137K ﹤0.01%
1,403
+383
+38% +$36.8K
JLS icon
1318
Nuveen Mortgage and Income Fund
JLS
$95M
$137K ﹤0.01%
6,965
-3,742
-35% -$71.4K
JOF
1319
Japan Smaller Capitalization Fund
JOF
$348M
$137K ﹤0.01%
15,258
-3,310
-18% -$29.5K
LSXMA
1320
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$137K ﹤0.01%
4,321
+1,041
+32% +$30.1K
CSGP icon
1321
CoStar Group
CSGP
$12.5B
$136K ﹤0.01%
1,480
+250
+20% +$21.9K
INDA icon
1322
iShares MSCI India ETF
INDA
$6.6B
$136K ﹤0.01%
3,402
– –
SHV icon
1323
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$136K ﹤0.01%
1,247
-1,698
-58% -$188K
PBFX
1324
DELISTED
PBF LOGISTICS LP
PBFX
$136K ﹤0.01%
14,960
-671
-4% -$5.93K
VSPRU
1325
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$136K ﹤0.01%
+11,249
New +$120K
51 52
53
54 55

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.