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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXL icon
1301
MaxLinear
MXL
$6.8B
$40K ﹤0.01%
3,426
– –
NTB icon
1302
Bank of N.T. Butterfield & Son
NTB
$2.45B
$40K ﹤0.01%
+2,367
New +$69.5K
TAK icon
1303
Takeda Pharmaceutical
TAK
$55.7B
$40K ﹤0.01%
2,614
-15,454
-86% -$280K
VMC icon
1304
Vulcan Materials
VMC
$36.9B
$40K ﹤0.01%
371
+142
+62% +$18.1K
NUAN
1305
DELISTED
Nuance Communications, Inc.
NUAN
$40K ﹤0.01%
2,392
-459
-16% -$8.97K
EFX icon
1306
Equifax
EFX
$21.4B
$39K ﹤0.01%
327
+48
+17% +$6.98K
FIBK icon
1307
First Interstate BancSystem
FIBK
$3.58B
$39K ﹤0.01%
1,361
+361
+36% +$12.9K
GGN
1308
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$39K ﹤0.01%
14,441
+9,441
+189% +$36.2K
HEWJ icon
1309
iShares Currency Hedged MSCI Japan ETF
HEWJ
$747M
$39K ﹤0.01%
1,446
-126,235
-99% -$3.88M
MRCY icon
1310
Mercury Systems
MRCY
$6.52B
$39K ﹤0.01%
551
– –
RGLS
1311
DELISTED
Regulus Therapeutics
RGLS
$39K ﹤0.01%
8,464
-2,520
-23% -$22K
LGF.B
1312
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$39K ﹤0.01%
7,018
-253
-3% -$2.11K
LOGM
1313
DELISTED
LogMein, Inc.
LOGM
$39K ﹤0.01%
467
+410
+719% +$34.6K
ECON icon
1314
Columbia Emerging Markets Consumer ETF
ECON
$306M
$38K ﹤0.01%
1,965
-14,611
-88% -$326K
RWO icon
1315
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$38K ﹤0.01%
1,047
+21
+2% +$998
CONE
1316
DELISTED
CyrusOne Inc Common Stock
CONE
$38K ﹤0.01%
623
-431
-41% -$26.3K
AG icon
1317
First Majestic Silver
AG
$9.07B
$37K ﹤0.01%
+6,000
New +$53.7K
DEW icon
1318
WisdomTree Global High Dividend Fund
DEW
$155M
$37K ﹤0.01%
+1,072
New +$46.5K
FL
1319
DELISTED
Foot Locker
FL
$37K ﹤0.01%
1,675
-1,398,351
-100% -$47.5M
NTNX icon
1320
Nutanix
NTNX
$16.9B
$37K ﹤0.01%
2,369
+1,839
+347% +$51.7K
PGP
1321
PIMCO Global StockPLUS & Income Fund
PGP
$100M
$37K ﹤0.01%
+4,657
New +$50.8K
SEE
1322
DELISTED
Sealed Air
SEE
$37K ﹤0.01%
1,508
– –
ZS icon
1323
Zscaler
ZS
$27.3B
$37K ﹤0.01%
+600
New +$33K
KFYP
1324
DELISTED
KraneShares CICC China Leaders 100 Index ETF
KFYP
$37K ﹤0.01%
+1,500
New +$39.9K
CNP icon
1325
CenterPoint Energy
CNP
$26.8B
$36K ﹤0.01%
2,311
+1,304
+129% +$29.9K
51 52
53
54 55

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.