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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATEC icon
1276
Alphatec Holdings
ATEC
$1.44B
$657K ﹤0.01%
43,464
+3,830
+10% +$45.8K
HYT icon
1277
BlackRock Corporate High Yield Fund
HYT
$1.37B
$656K ﹤0.01%
69,541
+8,382
+14% +$73.4K
LVS icon
1278
Las Vegas Sands
LVS
$29.6B
$655K ﹤0.01%
13,314
-798
-6% -$37.7K
IYZ icon
1279
iShares US Telecommunications ETF
IYZ
$1.26B
$653K ﹤0.01%
28,692
-8,935
-24% -$192K
FDMO icon
1280
Fidelity Momentum Factor ETF
FDMO
$958M
$652K ﹤0.01%
+12,325
New +$605K
DEUS icon
1281
Xtrackers Russell US Multifactor ETF
DEUS
$305M
$651K ﹤0.01%
13,663
+58
+0.4% +$2.57K
FAF icon
1282
First American
FAF
$7.58B
$650K ﹤0.01%
10,089
-101
-1% -$5.76K
KYN icon
1283
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$647K ﹤0.01%
73,654
+27,642
+60% +$231K
IBDP
1284
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$642K ﹤0.01%
25,785
-974
-4% -$24.1K
BME icon
1285
BlackRock Health Sciences Trust
BME
$570M
$640K ﹤0.01%
15,805
-856
-5% -$32.7K
FTI icon
1286
TechnipFMC
FTI
$27.3B
$638K ﹤0.01%
31,676
+4
+0% +$82
EOI
1287
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$638K ﹤0.01%
38,450
-1,600
-4% -$25K
MHF
1288
Western Asset Municipal High Income Fund
MHF
$153M
$632K ﹤0.01%
98,500
+54,600
+124% +$340K
LEO
1289
BNY Mellon Strategic Municipals
LEO
$387M
$627K ﹤0.01%
106,934
-5,711
-5% -$31.4K
ICSH icon
1290
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.13B
$622K ﹤0.01%
+12,347
New +$621K
PSMJ icon
1291
Pacer Swan SOS Moderate July ETF
PSMJ
$95.7M
$615K ﹤0.01%
24,693
– –
EPI icon
1292
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$614K ﹤0.01%
14,978
– –
THW
1293
abrdn World Healthcare Fund
THW
$551M
$613K ﹤0.01%
52,548
-8,000
-13% -$90K
PMM
1294
Franklin Managed Municipal Income Trust
PMM
$273M
$609K ﹤0.01%
100,086
+3,873
+4% +$21.7K
AGNC icon
1295
AGNC Investment
AGNC
$12.9B
$606K ﹤0.01%
61,816
+16,813
+37% +$148K
FVAL icon
1296
Fidelity Value Factor ETF
FVAL
$1.38B
$605K ﹤0.01%
+11,409
New +$565K
BKLN icon
1297
Invesco Senior Loan ETF
BKLN
$6.81B
$604K ﹤0.01%
28,524
+1,684
+6% +$35.3K
BIPC icon
1298
Brookfield Infrastructure
BIPC
$4.85B
$603K ﹤0.01%
+17,097
New +$544K
EES icon
1299
WisdomTree US SmallCap Earnings Fund
EES
$731M
$601K ﹤0.01%
12,054
-303
-2% -$13.4K
MYD
1300
DELISTED
BlackRock MuniYield Fund
MYD
$599K ﹤0.01%
55,550
+27,130
+95% +$266K
50 51
52
53 54

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.