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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGCO icon
1276
AGCO
AGCO
$7.2B
$239K ﹤0.01%
1,671
-572
-26% -$71.3K
VKQ icon
1277
Invesco Municipal Trust
VKQ
$551M
$239K ﹤0.01%
18,157
+76
+0.4% +$986
AAP icon
1278
Advance Auto Parts
AAP
$3.49B
$238K ﹤0.01%
1,302
-173
-12% -$29K
CHGG icon
1279
Chegg
CHGG
$102M
$238K ﹤0.01%
2,786
+1,616
+138% +$154K
HAS icon
1280
Hasbro
HAS
$13.2B
$238K ﹤0.01%
2,478
-301
-11% -$28.6K
RWO icon
1281
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$237K ﹤0.01%
5,044
+3,998
+382% +$183K
MAV
1282
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$236K ﹤0.01%
20,000
– –
PKO
1283
DELISTED
Pimco Income Opportunity Fund
PKO
$236K ﹤0.01%
8,988
-175
-2% -$4.48K
INFY icon
1284
Infosys
INFY
$50.7B
$233K ﹤0.01%
12,480
-254
-2% -$4.6K
IQLT icon
1285
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$230K ﹤0.01%
6,327
+4,308
+213% +$156K
CBRE icon
1286
CBRE Group
CBRE
$42.9B
$229K ﹤0.01%
2,899
+1,218
+72% +$86.1K
EWS icon
1287
iShares MSCI Singapore ETF
EWS
$1.15B
$229K ﹤0.01%
9,820
– –
UNFI icon
1288
United Natural Foods
UNFI
$2.85B
$229K ﹤0.01%
6,975
– –
UUUU icon
1289
Energy Fuels
UUUU
$3.53B
$227K ﹤0.01%
40,000
– –
BBAX icon
1290
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.9B
$223K ﹤0.01%
3,959
+690
+21% +$39.3K
GVI icon
1291
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$220K ﹤0.01%
1,921
-5
-0.3% -$582
PBFX
1292
DELISTED
PBF LOGISTICS LP
PBFX
$220K ﹤0.01%
14,982
+22
+0.1% +$258
BLW icon
1293
BlackRock Limited Duration Income Trust
BLW
$493M
$219K ﹤0.01%
13,097
-1,142
-8% -$18.3K
EYE icon
1294
National Vision
EYE
$1.81B
$219K ﹤0.01%
5,000
-5,000
-50% -$238K
MCY icon
1295
Mercury Insurance
MCY
$6.07B
$219K ﹤0.01%
3,602
– –
OPER icon
1296
ClearShares Ultra-Short Maturity ETF
OPER
$105M
$219K ﹤0.01%
+2,193
New +$219K
RDFN
1297
DELISTED
Redfin
RDFN
$218K ﹤0.01%
3,274
+1,000
+44% +$76.3K
SWK icon
1298
Stanley Black & Decker
SWK
$15.7B
$218K ﹤0.01%
1,093
+291
+36% +$52.8K
ATLC icon
1299
Atlanticus Holdings
ATLC
$1.52B
$217K ﹤0.01%
7,160
+160
+2% +$4.43K
IEV icon
1300
iShares Europe ETF
IEV
$1.7B
$217K ﹤0.01%
4,330
– –
50 51
52
53 54

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.