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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRA
1276
DELISTED
Coterra Energy
CTRA
$155K ﹤0.01%
9,573
-8,365
-47% -$147K
MFIC icon
1277
MidCap Financial Investment
MFIC
$791M
$155K ﹤0.01%
14,600
-6,612
-31% -$64.2K
RYN icon
1278
Rayonier
RYN
$6.49B
$154K ﹤0.01%
5,805
+1,629
+39% +$41.5K
ACAD icon
1279
Acadia Pharmaceuticals
ACAD
$5.04B
$152K ﹤0.01%
2,868
-3,094
-52% -$154K
DECK icon
1280
Deckers Outdoor
DECK
$13.2B
$152K ﹤0.01%
3,198
+150
+5% +$6.65K
FENY icon
1281
Fidelity MSCI Energy Index ETF
FENY
$2.03B
$152K ﹤0.01%
15,000
+7,500
+100% +$68.7K
LBTYA icon
1282
Liberty Global Class A
LBTYA
$3.51B
$152K ﹤0.01%
6,298
+564
+10% +$12.6K
RLI icon
1283
RLI Corp
RLI
$5.81B
$152K ﹤0.01%
2,930
+50
+2% +$2.4K
MYI icon
1284
BlackRock MuniYield Quality Fund III
MYI
$719M
$151K ﹤0.01%
10,518
– –
CRF
1285
Cornerstone Total Return Fund
CRF
$1.17B
$150K ﹤0.01%
13,461
-9,111
-40% -$98.8K
ENPH icon
1286
Enphase Energy
ENPH
$5.46B
$150K ﹤0.01%
860
+573
+200% +$72.7K
ILF icon
1287
iShares Latin America 40 ETF
ILF
$3.82B
$150K ﹤0.01%
5,139
– –
NOK icon
1288
Nokia
NOK
$51.6B
$150K ﹤0.01%
38,697
-18,656
-33% -$73.5K
ESTC icon
1289
Elastic
ESTC
$7.95B
$149K ﹤0.01%
1,020
+500
+96% +$61.5K
UHAL icon
1290
U-Haul Holding Co
UHAL
$14.5B
$149K ﹤0.01%
3,290
– –
CEZ
1291
DELISTED
VictoryShares Emerging Market Volatility Wtd ETF
CEZ
$149K ﹤0.01%
5,564
+3
+0.1% +$73
DLTR icon
1292
Dollar Tree
DLTR
$25B
$148K ﹤0.01%
1,382
-1,024
-43% -$103K
TYL icon
1293
Tyler Technologies
TYL
$13.1B
$148K ﹤0.01%
341
+27
+9% +$11.1K
DBEU icon
1294
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$147K ﹤0.01%
4,962
+1,935
+64% +$55.9K
BBBY
1295
DELISTED
Bed Bath & Beyond Inc
BBBY
$147K ﹤0.01%
8,302
+1,102
+15% +$22.9K
SGEN
1296
DELISTED
Seagen Inc. Common Stock
SGEN
$146K ﹤0.01%
834
-23,366
-97% -$4.36M
CHN
1297
DELISTED
China Fund
CHN
$145K ﹤0.01%
5,078
+1,903
+60% +$54.5K
CERT icon
1298
Certara
CERT
$1.23B
$144K ﹤0.01%
+4,291
New +$157K
IHDG icon
1299
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$144K ﹤0.01%
3,686
+3,471
+1,614% +$131K
WLY icon
1300
John Wiley & Sons Class A
WLY
$2.63B
$144K ﹤0.01%
3,185
– –
50 51
52
53 54

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.