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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAT icon
1251
Dimensional US Targeted Value ETF
DFAT
$14.7B
$574K ﹤0.01%
12,553
-68
-0.5% -$3.23K
PSMJ icon
1252
Pacer Swan SOS Moderate July ETF
PSMJ
$95.7M
$573K ﹤0.01%
24,693
– –
RBLX icon
1253
Roblox
RBLX
$27B
$573K ﹤0.01%
19,788
-6,932
-26% -$230K
PBE icon
1254
Invesco Biotechnology & Genome ETF
PBE
$292M
$570K ﹤0.01%
10,000
– –
IHDG icon
1255
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$569K ﹤0.01%
14,697
+1,605
+12% +$63.5K
OPCH icon
1256
Option Care Health
OPCH
$3.56B
$566K ﹤0.01%
+17,492
New +$590K
ETV
1257
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$564K ﹤0.01%
47,153
+2,790
+6% +$35.7K
BKLN icon
1258
Invesco Senior Loan ETF
BKLN
$6.81B
$563K ﹤0.01%
26,840
+2,927
+12% +$61.6K
ICF icon
1259
iShares Select U.S. REIT ETF
ICF
$2.09B
$563K ﹤0.01%
11,215
-376
-3% -$20.6K
VFC icon
1260
VF Corp
VFC
$5.89B
$562K ﹤0.01%
31,800
-11,669
-27% -$222K
FE icon
1261
FirstEnergy
FE
$27.5B
$556K ﹤0.01%
16,258
+2,590
+19% +$96.4K
BUI icon
1262
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
$553K ﹤0.01%
27,896
-250
-0.9% -$5.46K
ECC
1263
Eagle Point Credit Company
ECC
$513M
$551K ﹤0.01%
54,316
-5,322
-9% -$54.6K
EPI icon
1264
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$551K ﹤0.01%
14,978
-1,874
-11% -$67.8K
PTY icon
1265
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$549K ﹤0.01%
42,029
+33
+0.1% +$466
FNDF icon
1266
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$548K ﹤0.01%
17,296
+367
+2% +$11.9K
MAC icon
1267
Macerich
MAC
$6.92B
$548K ﹤0.01%
50,199
+4,647
+10% +$55.4K
PHO icon
1268
Invesco Water Resources ETF
PHO
$2.09B
$544K ﹤0.01%
10,232
+3,300
+48% +$185K
BIT icon
1269
BlackRock Multi-Sector Income Trust
BIT
$702M
$541K ﹤0.01%
37,393
+931
+3% +$13.6K
UPST icon
1270
Upstart Holdings
UPST
$3.03B
$540K ﹤0.01%
18,930
-1,316
-7% -$52.9K
ONON icon
1271
On Holding
ONON
$12.5B
$538K ﹤0.01%
19,332
+13,394
+226% +$424K
BNL icon
1272
Broadstone Net Lease
BNL
$4.02B
$537K ﹤0.01%
37,572
-43,847
-54% -$702K
BKR icon
1273
Baker Hughes
BKR
$61.1B
$536K ﹤0.01%
15,164
-1,197
-7% -$42.4K
CGXU icon
1274
Capital Group International Focus Equity ETF
CGXU
$6.49B
$535K ﹤0.01%
24,617
+10,000
+68% +$230K
EES icon
1275
WisdomTree US SmallCap Earnings Fund
EES
$731M
$535K ﹤0.01%
12,357
-92
-0.7% -$4.18K
49 50
51
52 53

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.