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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMW
1251
DELISTED
VMware, Inc
VMW
$602K ﹤0.01%
5,200
+1,471
+39% +$193K
UPST icon
1252
Upstart Holdings
UPST
$3.03B
$599K ﹤0.01%
3,965
+1,614
+69% +$403K
AOMR
1253
Angel Oak Mortgage REIT
AOMR
$209M
$596K ﹤0.01%
36,425
-18,075
-33% -$311K
PCAR icon
1254
PACCAR
PCAR
$70.1B
$596K ﹤0.01%
10,155
+3,412
+51% +$197K
IYK icon
1255
iShares US Consumer Staples ETF
IYK
$1.41B
$593K ﹤0.01%
8,889
+585
+7% +$36.6K
SMDV icon
1256
ProShares Russell 2000 Dividend Growers ETF
SMDV
$707M
$591K ﹤0.01%
8,850
-3,069
-26% -$200K
LOUP
1257
Innovator Deepwater Frontier Tech ETF
LOUP
$220M
$585K ﹤0.01%
+10,926
New +$596K
MJ icon
1258
Amplify Alternative Harvest ETF
MJ
$105M
$580K ﹤0.01%
4,364
-5,910
-58% -$931K
OSTR
1259
DELISTED
Oyster Enterprises Acquisition Corp. Class A Common Stock
OSTR
$580K ﹤0.01%
59,500
+20,300
+52% +$198K
DIM icon
1260
WisdomTree International MidCap Dividend Fund
DIM
$170M
$579K ﹤0.01%
8,619
+3
+0% +$201
CINF icon
1261
Cincinnati Financial
CINF
$27.1B
$577K ﹤0.01%
5,075
-442
-8% -$52.3K
IFF icon
1262
International Flavors & Fragrances
IFF
$21.9B
$577K ﹤0.01%
3,839
-2,340
-38% -$341K
WSO icon
1263
Watsco Inc
WSO
$13.6B
$577K ﹤0.01%
1,847
-101
-5% -$29.9K
GDXJ icon
1264
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$575K ﹤0.01%
13,745
-25,000
-65% -$1.07M
PENN icon
1265
PENN Entertainment
PENN
$2.71B
$575K ﹤0.01%
11,094
-4,209
-28% -$255K
FCT
1266
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$574K ﹤0.01%
47,640
+3,784
+9% +$45.5K
HYS icon
1267
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$574K ﹤0.01%
5,801
+583
+11% +$57.6K
SASR
1268
DELISTED
Sandy Spring Bancorp Inc
SASR
$573K ﹤0.01%
11,918
+1,418
+14% +$68.7K
VKQ icon
1269
Invesco Municipal Trust
VKQ
$551M
$571K ﹤0.01%
42,527
+75
+0.2% +$999
UITB icon
1270
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$570K ﹤0.01%
10,759
-86
-0.8% -$4.58K
XT icon
1271
iShares Future Exponential Technologies ETF
XT
$3.97B
$570K ﹤0.01%
8,638
+220
+3% +$14.3K
ARD
1272
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$568K ﹤0.01%
+22,988
New +$562K
DLN icon
1273
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$566K ﹤0.01%
8,584
+944
+12% +$59.7K
VNM icon
1274
VanEck Vietnam ETF
VNM
$504M
$561K ﹤0.01%
26,455
+31
+0.1% +$630
AN icon
1275
AutoNation
AN
$6.92B
$560K ﹤0.01%
4,794
+2,441
+104% +$294K
49 50
51
52 53

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.