We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
1251
Lumen
LUMN
$6.44B
$258K ﹤0.01%
19,328
+1,622
+9% +$20.1K
ROBT icon
1252
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$774M
$258K ﹤0.01%
4,959
+752
+18% +$40.8K
FDMT icon
1253
4D Molecular Therapeutics
FDMT
$562M
$257K ﹤0.01%
+5,935
New +$263K
VOOG icon
1254
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$256K ﹤0.01%
6,546
-6,570
-50% -$255K
GAM
1255
General American Investors Company
GAM
$1.61B
$255K ﹤0.01%
6,416
-7,187
-53% -$276K
VCLT icon
1256
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$255K ﹤0.01%
2,523
-675
-21% -$70.7K
SOAC.U
1257
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$255K ﹤0.01%
+24,830
New +$297K
VICI icon
1258
VICI Properties
VICI
$29.4B
$253K ﹤0.01%
8,959
+7,988
+823% +$217K
HEP
1259
DELISTED
Holly Energy Partners, L.P.
HEP
$252K ﹤0.01%
13,200
+350
+3% +$5.77K
GER
1260
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$252K ﹤0.01%
26,039
+566
+2% +$5.09K
FGD icon
1261
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$251K ﹤0.01%
10,000
– –
MRCC
1262
DELISTED
Monroe Capital Corp
MRCC
$251K ﹤0.01%
25,013
+28
+0.1% +$257
AB icon
1263
AllianceBernstein
AB
$3.47B
$250K ﹤0.01%
6,270
+4,000
+176% +$150K
SPOT icon
1264
Spotify
SPOT
$100B
$250K ﹤0.01%
935
-101
-10% -$31.5K
DNLI icon
1265
Denali Therapeutics
DNLI
$3.97B
$249K ﹤0.01%
4,390
+1,890
+76% +$127K
SLYV icon
1266
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$248K ﹤0.01%
3,027
+1,730
+133% +$133K
USHY icon
1267
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$248K ﹤0.01%
6,039
+1,816
+43% +$74.8K
DWM icon
1268
WisdomTree International Equity Fund
DWM
$697M
$246K ﹤0.01%
4,680
– –
NTR icon
1269
Nutrien
NTR
$30.7B
$246K ﹤0.01%
4,577
+1,202
+36% +$65.4K
MAPS
1270
DELISTED
WM TECHNOLOGY INC A
MAPS
$244K ﹤0.01%
+13,300
New +$279K
UNF icon
1271
Unifirst Corp
UNF
$5.25B
$244K ﹤0.01%
1,099
+4
+0.4% +$921
CXSE icon
1272
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$508M
$243K ﹤0.01%
3,740
+2,240
+149% +$160K
SMDV icon
1273
ProShares Russell 2000 Dividend Growers ETF
SMDV
$710M
$243K ﹤0.01%
3,725
+250
+7% +$15.6K
CSIQ icon
1274
Canadian Solar
CSIQ
$1.08B
$240K ﹤0.01%
4,847
+193
+4% +$9.99K
NRK icon
1275
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$240K ﹤0.01%
17,650
-2,518
-12% -$34K
49 50
51
52 53

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.