We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVCR icon
1251
NovoCure
NVCR
$2.03B
$169K ﹤0.01%
978
+690
+240% +$94.4K
DEM icon
1252
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$168K ﹤0.01%
4,092
+325
+9% +$12.4K
ELAN icon
1253
Elanco Animal Health
ELAN
$11.1B
$168K ﹤0.01%
5,503
+502
+10% +$15.3K
WPM icon
1254
Wheaton Precious Metals
WPM
$60.2B
$168K ﹤0.01%
4,027
– –
VALE icon
1255
Vale
VALE
$63.3B
$167K ﹤0.01%
10,000
– –
BWXT icon
1256
BWX Technologies
BWXT
$15.6B
$166K ﹤0.01%
2,765
+69
+3% +$3.98K
SENS icon
1257
Senseonics Holdings Inc
SENS
$396M
$166K ﹤0.01%
+9,571
New +$83.3K
MXIM
1258
DELISTED
Maxim Integrated Products
MXIM
$166K ﹤0.01%
1,888
+820
+77% +$64.7K
PACB icon
1259
Pacific Biosciences
PACB
$363M
$164K ﹤0.01%
+6,330
New +$108K
VKI icon
1260
Invesco Advantage Municipal Income Trust II
VKI
$399M
$164K ﹤0.01%
14,500
+5,000
+53% +$55.2K
NARI
1261
DELISTED
Inari Medical, Inc. Common Stock
NARI
$164K ﹤0.01%
+1,883
New +$133K
EFAV icon
1262
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
$163K ﹤0.01%
2,221
-76
-3% -$5.36K
CDNS icon
1263
Cadence Design Systems
CDNS
$93.2B
$162K ﹤0.01%
1,188
-172
-13% -$20.2K
NTR icon
1264
Nutrien
NTR
$31.2B
$162K ﹤0.01%
3,375
+1,624
+93% +$71.8K
ARGX icon
1265
argenx
ARGX
$55.1B
$161K ﹤0.01%
550
-89
-14% -$24.5K
CCJ icon
1266
Cameco
CCJ
$42.3B
$161K ﹤0.01%
12,134
+1,534
+14% +$16.4K
EMN icon
1267
Eastman Chemical
EMN
$8.35B
$161K ﹤0.01%
1,612
+180
+13% +$16.7K
TILT icon
1268
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
$161K ﹤0.01%
1,118
– –
HACK icon
1269
Amplify Cybersecurity ETF
HACK
$3.02B
$160K ﹤0.01%
2,793
+972
+53% +$49.1K
JBLU icon
1270
JetBlue
JBLU
$2.17B
$159K ﹤0.01%
11,026
+4,880
+79% +$67K
SEE
1271
DELISTED
Sealed Air
SEE
$158K ﹤0.01%
3,474
+1,200
+53% +$52K
ACA icon
1272
Arcosa
ACA
$7.11B
$156K ﹤0.01%
2,843
+849
+43% +$43.3K
RDFN
1273
DELISTED
Redfin
RDFN
$156K ﹤0.01%
+2,274
New +$122K
XMMO icon
1274
Invesco S&P MidCap Momentum ETF
XMMO
$7.55B
$156K ﹤0.01%
2,000
– –
BME icon
1275
BlackRock Health Sciences Trust
BME
$573M
$155K ﹤0.01%
3,268
-18
-0.5% -$817
49 50
51
52 53

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.