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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USHY icon
1251
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$101K ﹤0.01%
2,565
+319
+14% +$12.6K
API
1252
Agora
API
$377M
$100K ﹤0.01%
+2,335
New +$109K
CRDF icon
1253
Cardiff Oncology
CRDF
$77.2M
$100K ﹤0.01%
+7,054
New +$46.6K
RYN icon
1254
Rayonier
RYN
$6.55B
$100K ﹤0.01%
4,176
+3,386
+429% +$84.3K
SHYD icon
1255
VanEck Short High Yield Muni ETF
SHYD
$456M
$100K ﹤0.01%
4,112
– –
WLY icon
1256
John Wiley & Sons Class A
WLY
$2.66B
$100K ﹤0.01%
3,185
-7,623
-71% -$258K
FDEU
1257
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$100K ﹤0.01%
+10,000
New +$105K
FRC
1258
DELISTED
First Republic Bank
FRC
$100K ﹤0.01%
927
+213
+30% +$23.6K
CHGG icon
1259
Chegg
CHGG
$102M
$99K ﹤0.01%
+1,399
New +$103K
EMLC icon
1260
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$99K ﹤0.01%
3,229
+1,445
+81% +$45.2K
IFN
1261
Aberdeen India Fund
IFN
$504M
$99K ﹤0.01%
6,030
-318
-5% -$5.22K
IIPR icon
1262
Innovative Industrial Properties
IIPR
$1.72B
$99K ﹤0.01%
+800
New +$89.4K
VIOO icon
1263
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.33B
$99K ﹤0.01%
1,546
-42
-3% -$2.76K
ADM icon
1264
Archer Daniels Midland
ADM
$36.9B
$98K ﹤0.01%
2,110
-7,385
-78% -$323K
BIPC icon
1265
Brookfield Infrastructure
BIPC
$4.85B
$97K ﹤0.01%
2,649
-38
-1% -$1.26K
CE icon
1266
Celanese
CE
$4.82B
$97K ﹤0.01%
910
-454
-33% -$45.3K
ESGU icon
1267
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$97K ﹤0.01%
1,280
+184
+17% +$13.9K
LOGI icon
1268
Logitech
LOGI
$15.2B
$97K ﹤0.01%
1,257
+201
+19% +$14.4K
WIX icon
1269
WIX.com
WIX
$2.52B
$97K ﹤0.01%
381
+107
+39% +$29.5K
XYLD icon
1270
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$97K ﹤0.01%
2,195
– –
COR
1271
DELISTED
Coresite Realty Corporation
COR
$97K ﹤0.01%
824
– –
TIF
1272
DELISTED
Tiffany & Co.
TIF
$97K ﹤0.01%
837
-75,227
-99% -$9.14M
KYN icon
1273
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$96K ﹤0.01%
24,480
+19,208
+364% +$91.6K
PTNQ icon
1274
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$96K ﹤0.01%
2,017
– –
GL icon
1275
Globe Life
GL
$14.3B
$95K ﹤0.01%
1,195
-7,253
-86% -$579K
49 50
51
52 53

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.