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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAN.A
1251
DELISTED
The Aaron's Company Inc Class A
AAN.A
$48K ﹤0.01%
2,112
-167
-7% -$3.79K
ESGD icon
1252
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$47K ﹤0.01%
+880
New +$55.4K
EVT icon
1253
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$47K ﹤0.01%
2,816
– –
HQH
1254
abrdn Healthcare Investors
HQH
$1.32B
$47K ﹤0.01%
+2,613
New +$51.5K
LNC icon
1255
Lincoln National
LNC
$8.81B
$47K ﹤0.01%
1,790
-107
-6% -$5.08K
MDYG icon
1256
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$47K ﹤0.01%
+1,107
New +$58.4K
MOH icon
1257
Molina Healthcare
MOH
$10.3B
$47K ﹤0.01%
339
+238
+236% +$31.8K
PDX
1258
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$47K ﹤0.01%
8,750
-21,250
-71% -$280K
QGEN icon
1259
Qiagen
QGEN
$8.72B
$47K ﹤0.01%
1,052
– –
UUUU icon
1260
Energy Fuels
UUUU
$3.53B
$47K ﹤0.01%
+40,000
New +$56.1K
KMF
1261
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$47K ﹤0.01%
14,000
– –
TRHC
1262
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$47K ﹤0.01%
900
– –
BPMP
1263
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$47K ﹤0.01%
5,000
– –
HRC
1264
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$47K ﹤0.01%
467
-108
-19% -$11.2K
IYY icon
1265
iShares Dow Jones US ETF
IYY
$3.07B
$46K ﹤0.01%
726
+300
+70% +$22.6K
VKI icon
1266
Invesco Advantage Municipal Income Trust II
VKI
$401M
$46K ﹤0.01%
+4,500
New +$49.5K
WES icon
1267
Western Midstream Partners
WES
$19.3B
$46K ﹤0.01%
14,135
-3,347
-19% -$46.1K
CGBD icon
1268
Carlyle Secured Lending
CGBD
$758M
$45K ﹤0.01%
8,596
+7,703
+863% +$91.2K
DBC icon
1269
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$45K ﹤0.01%
4,000
+1,000
+33% +$14K
EOD
1270
Allspring Global Dividend Opportunity Fund
EOD
$286M
$45K ﹤0.01%
+12,251
New +$62.2K
JNK icon
1271
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$45K ﹤0.01%
475
-12
-2% -$1.26K
NWSA icon
1272
News Corp Class A
NWSA
$15.4B
$45K ﹤0.01%
5,069
+1,069
+27% +$13.5K
VSGX icon
1273
Vanguard ESG International Stock ETF
VSGX
$6.76B
$45K ﹤0.01%
1,095
+21
+2% +$1.03K
VYGR icon
1274
Voyager Therapeutics
VYGR
$201M
$45K ﹤0.01%
4,865
-1,065
-18% -$12.2K
ASH icon
1275
Ashland
ASH
$3.5B
$44K ﹤0.01%
+877
New +$60.4K
49 50
51
52 53

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.