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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOX icon
1226
Box
BOX
$4.6B
$1.11M ﹤0.01%
39,060
+6,988
+22% +$188K
KWEB icon
1227
KraneShares CSI China Internet ETF
KWEB
$5.67B
$1.1M ﹤0.01%
41,907
+14,103
+51% +$355K
DAPR icon
1228
FT Vest US Equity Deep Buffer ETF April
DAPR
$313M
$1.1M ﹤0.01%
32,983
-44,658
-58% -$1.47M
DINO icon
1229
HF Sinclair
DINO
$14.5B
$1.1M ﹤0.01%
+18,179
New +$1.03M
AI icon
1230
C3.ai
AI
$1.59B
$1.1M ﹤0.01%
40,507
-13,292
-25% -$373K
CHY
1231
Calamos Convertible and High Income Fund
CHY
$1.06B
$1.1M ﹤0.01%
92,734
+1,900
+2% +$22.4K
EWW icon
1232
iShares MSCI Mexico ETF
EWW
$1.99B
$1.09M ﹤0.01%
15,725
– –
LYV icon
1233
Live Nation Entertainment
LYV
$42.1B
$1.09M ﹤0.01%
+10,283
New +$972K
IXC icon
1234
iShares Global Energy ETF
IXC
$2.76B
$1.08M ﹤0.01%
25,059
+1,700
+7% +$67.3K
GUNR icon
1235
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.32B
$1.07M ﹤0.01%
26,166
+3,656
+16% +$143K
VALE icon
1236
Vale
VALE
$62.6B
$1.07M ﹤0.01%
88,106
+16,946
+24% +$229K
AVTR icon
1237
Avantor
AVTR
$9.19B
$1.07M ﹤0.01%
41,980
+3,170
+8% +$75.4K
WPC icon
1238
W.P. Carey
WPC
$16.4B
$1.07M ﹤0.01%
18,932
+4,352
+30% +$260K
MSOS icon
1239
AdvisorShares Pure US Cannabis ETF
MSOS
$880M
$1.05M ﹤0.01%
105,147
+1,000
+1% +$8.75K
TBLD
1240
Thornburg Income Builder Opportunities Trust
TBLD
$716M
$1.05M ﹤0.01%
64,675
+1,850
+3% +$29.2K
FBND icon
1241
Fidelity Total Bond ETF
FBND
$27.3B
$1.04M ﹤0.01%
23,057
-32,382
-58% -$1.47M
DSL
1242
DoubleLine Income Solutions Fund
DSL
$1.24B
$1.04M ﹤0.01%
81,969
+899
+1% +$11.3K
LKFN icon
1243
Lakeland Financial Corp
LKFN
$1.53B
$1.04M ﹤0.01%
+15,672
New +$1.01M
CGXU icon
1244
Capital Group International Focus Equity ETF
CGXU
$6.49B
$1.04M ﹤0.01%
40,263
+500
+1% +$12.2K
EIM
1245
Eaton Vance Municipal Bond Fund
EIM
$499M
$1.04M ﹤0.01%
100,086
-39,504
-28% -$404K
BBJP icon
1246
JPMorgan BetaBuilders Japan ETF
BBJP
$18.8B
$1.02M ﹤0.01%
17,490
+1,641
+10% +$91.1K
GGG icon
1247
Graco
GGG
$13.5B
$1.02M ﹤0.01%
+10,953
New +$970K
VNOM icon
1248
Viper Energy
VNOM
$14.7B
$1.02M ﹤0.01%
26,613
+66
+0.2% +$2.23K
OZ icon
1249
Belpointe PREP
OZ
$183M
$1.02M ﹤0.01%
16,785
-1,575
-9% -$98.4K
HR icon
1250
Healthcare Realty
HR
$6.84B
$1.02M ﹤0.01%
+72,203
New +$1.09M
48 49
50
51 52

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.