We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFI icon
1226
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$661K ﹤0.01%
15,128
-5,537
-27% -$252K
MRO
1227
DELISTED
Marathon Oil Corporation
MRO
$660K ﹤0.01%
24,654
+11,903
+93% +$308K
VGLT icon
1228
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$658K ﹤0.01%
11,846
+2,066
+21% +$123K
ADPT icon
1229
Adaptive Biotechnologies
ADPT
$3.97B
$656K ﹤0.01%
120,413
-32,668
-21% -$216K
BME icon
1230
BlackRock Health Sciences Trust
BME
$570M
$652K ﹤0.01%
16,661
+1,027
+7% +$40.9K
LVS icon
1231
Las Vegas Sands
LVS
$29.6B
$647K ﹤0.01%
14,112
-73
-0.5% -$3.95K
FTI icon
1232
TechnipFMC
FTI
$27.3B
$644K ﹤0.01%
31,672
-154
-0.5% -$2.91K
CFG icon
1233
Citizens Financial Group
CFG
$30.6B
$641K ﹤0.01%
23,901
-11,358
-32% -$325K
IBDS icon
1234
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.85B
$640K ﹤0.01%
27,666
-4,411
-14% -$103K
EOI
1235
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$635K ﹤0.01%
40,050
+5,883
+17% +$96.6K
UUUU icon
1236
Energy Fuels
UUUU
$3.53B
$633K ﹤0.01%
76,959
-269
-0.3% -$1.85K
AUPH icon
1237
Aurinia Pharmaceuticals
AUPH
$2.11B
$631K ﹤0.01%
81,165
– –
PWV icon
1238
Invesco Large Cap Value ETF
PWV
$1.72B
$625K ﹤0.01%
13,361
+72
+0.5% +$3.44K
KNX icon
1239
Knight Transportation
KNX
$11.4B
$618K ﹤0.01%
12,313
-2,379
-16% -$132K
TAN icon
1240
Invesco Solar ETF
TAN
$1.49B
$611K ﹤0.01%
11,805
+1,551
+15% +$95.5K
SMDV icon
1241
ProShares Russell 2000 Dividend Growers ETF
SMDV
$707M
$603K ﹤0.01%
10,659
+111
+1% +$6.65K
GH icon
1242
Guardant Health
GH
$22.6B
$602K ﹤0.01%
20,327
-12,319
-38% -$433K
LEO
1243
BNY Mellon Strategic Municipals
LEO
$387M
$600K ﹤0.01%
112,645
+8,146
+8% +$47.5K
TMP icon
1244
Tompkins Financial
TMP
$1.42B
$599K ﹤0.01%
12,236
-6,543
-35% -$355K
DEUS icon
1245
Xtrackers Russell US Multifactor ETF
DEUS
$305M
$586K ﹤0.01%
13,605
+45
+0.3% +$2.01K
LGF.A
1246
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$585K ﹤0.01%
69,000
+5,286
+8% +$42K
CMS icon
1247
CMS Energy
CMS
$22.3B
$582K ﹤0.01%
10,960
+5,458
+99% +$316K
BNS icon
1248
Scotiabank
BNS
$108B
$578K ﹤0.01%
12,688
-405
-3% -$19.4K
SCM icon
1249
Stellus Capital Investment Corp
SCM
$243M
$577K ﹤0.01%
42,434
+9,198
+28% +$132K
FAF icon
1250
First American
FAF
$7.58B
$576K ﹤0.01%
10,190
-970
-9% -$58.2K
48 49
50
51 52

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.