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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
1226
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$545K ﹤0.01%
5,637
-3,331
-37% -$283K
CSGP icon
1227
CoStar Group
CSGP
$12.3B
$544K ﹤0.01%
6,344
+1,844
+41% +$159K
WLKP icon
1228
Westlake Chemical Partners
WLKP
$763M
$539K ﹤0.01%
22,198
+306
+1% +$8.01K
Z icon
1229
Zillow
Z
$7.56B
$537K ﹤0.01%
6,103
-382
-6% -$38.6K
FCT
1230
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$536K ﹤0.01%
43,856
+23,916
+120% +$296K
UUUU icon
1231
Energy Fuels
UUUU
$3.53B
$533K ﹤0.01%
76,000
+20,000
+36% +$114K
SENS icon
1232
Senseonics Holdings Inc
SENS
$366M
$532K ﹤0.01%
7,859
-100
-1% -$6.79K
VTRS icon
1233
Viatris
VTRS
$18.9B
$532K ﹤0.01%
39,430
-9,455
-19% -$134K
CANO
1234
DELISTED
Cano Health, Inc.
CANO
$532K ﹤0.01%
420
+217
+107% +$263K
IFV icon
1235
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$530K ﹤0.01%
+23,326
New +$556K
GOCO
1236
DELISTED
GoHealth
GOCO
$528K ﹤0.01%
7,000
+5,333
+320% +$564K
RMT
1237
Royce Micro-Cap Trust
RMT
$761M
$528K ﹤0.01%
46,300
-1,940
-4% -$23K
XT icon
1238
iShares Future Exponential Technologies ETF
XT
$3.97B
$528K ﹤0.01%
8,418
+200
+2% +$12.9K
RPD icon
1239
Rapid7
RPD
$773M
$525K ﹤0.01%
+4,651
New +$527K
SWK icon
1240
Stanley Black & Decker
SWK
$15.7B
$523K ﹤0.01%
2,989
+848
+40% +$165K
CACI icon
1241
CACI
CACI
$14.2B
$518K ﹤0.01%
1,980
+1,788
+931% +$462K
PFL
1242
PIMCO Income Strategy Fund
PFL
$388M
$518K ﹤0.01%
44,630
+973
+2% +$12.1K
HYS icon
1243
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$517K ﹤0.01%
5,218
+1,362
+35% +$135K
IHE icon
1244
iShares US Pharmaceuticals ETF
IHE
$1.64B
$517K ﹤0.01%
8,469
-96
-1% -$6.1K
JHEM icon
1245
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$517K ﹤0.01%
17,470
+2,728
+19% +$82.8K
IYE icon
1246
iShares US Energy ETF
IYE
$1.71B
$516K ﹤0.01%
18,260
-5,805
-24% -$156K
PFN
1247
PIMCO Income Strategy Fund II
PFN
$703M
$516K ﹤0.01%
50,913
+1,135
+2% +$12.3K
EDD
1248
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$515K ﹤0.01%
88,146
+17,987
+26% +$110K
WSO icon
1249
Watsco Inc
WSO
$13.6B
$515K ﹤0.01%
1,948
+1,410
+262% +$395K
SU icon
1250
Suncor Energy
SU
$70.3B
$511K ﹤0.01%
24,669
-3,151
-11% -$63K
48 49
50
51 52

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.