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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATEC icon
1226
Alphatec Holdings
ATEC
$1.42B
$459K ﹤0.01%
30,000
+4,000
+15% +$61.7K
AXON
1227
Axon Enterprise
AXON
$42.1B
$459K ﹤0.01%
2,607
-4,228
-62% -$622K
GMAB icon
1228
Genmab
GMAB
$18.3B
$455K ﹤0.01%
11,158
-1,978
-15% -$76.3K
ANEW icon
1229
ProShares MSCI Transformational Changes ETF
ANEW
$7.95M
$454K ﹤0.01%
9,850
-21,750
-69% -$961K
SAM icon
1230
Boston Beer
SAM
$1.88B
$453K ﹤0.01%
444
– –
ARKF icon
1231
ARK Blockchain & Fintech Innovation ETF
ARKF
$750M
$452K ﹤0.01%
8,374
+2,357
+39% +$121K
CHI
1232
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$452K ﹤0.01%
29,856
+19
+0.1% +$283
FANG icon
1233
Diamondback Energy
FANG
$53.1B
$451K ﹤0.01%
4,811
+4,463
+1,282% +$368K
HES
1234
DELISTED
Hess
HES
$449K ﹤0.01%
5,147
-1,045
-17% -$84.3K
KBA icon
1235
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$148M
$449K ﹤0.01%
9,397
– –
SRNGU
1236
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
$448K ﹤0.01%
42,370
+32,870
+346% +$344K
IT icon
1237
Gartner
IT
$11.7B
$447K ﹤0.01%
1,850
-563
-23% -$123K
JMOM icon
1238
JPMorgan US Momentum Factor ETF
JMOM
$2.58B
$446K ﹤0.01%
+10,245
New +$424K
WU icon
1239
Western Union
WU
$2.23B
$443K ﹤0.01%
19,327
+2,931
+18% +$73K
ALLY icon
1240
Ally Financial
ALLY
$13.4B
$442K ﹤0.01%
8,882
+2,627
+42% +$135K
NLY icon
1241
Annaly Capital Management
NLY
$17.1B
$442K ﹤0.01%
12,473
+3,122
+33% +$113K
ES icon
1242
Eversource Energy
ES
$27.1B
$441K ﹤0.01%
5,501
+5,193
+1,686% +$437K
SUSC icon
1243
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$441K ﹤0.01%
15,939
+1,410
+10% +$38.5K
VIAV icon
1244
Viavi Solutions
VIAV
$10B
$439K ﹤0.01%
24,883
+863
+4% +$14.6K
YUMC icon
1245
Yum China
YUMC
$16.5B
$439K ﹤0.01%
6,646
-1,280
-16% -$81.6K
SWK icon
1246
Stanley Black & Decker
SWK
$15.3B
$438K ﹤0.01%
2,141
+1,048
+96% +$217K
CTG
1247
DELISTED
Computer Task Group, Inc.
CTG
$437K ﹤0.01%
45,285
– –
FXI icon
1248
iShares China Large-Cap ETF
FXI
$4.29B
$436K ﹤0.01%
9,430
-1,317
-12% -$60.8K
OLED icon
1249
Universal Display
OLED
$4.01B
$436K ﹤0.01%
1,965
-160
-8% -$35K
HYLS icon
1250
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$432K ﹤0.01%
8,913
+1,642
+23% +$79.8K
48 49
50
51 52

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.