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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRS icon
1226
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$414M
$279K ﹤0.01%
6,070
+13
+0.2% +$568
FNV icon
1227
Franco-Nevada
FNV
$46B
$279K ﹤0.01%
2,229
+1
+0% +$120
BDJ icon
1228
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$277K ﹤0.01%
29,344
-19,475
-40% -$172K
EMQQ icon
1229
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$273M
$277K ﹤0.01%
+4,336
New +$304K
GVA icon
1230
Granite Construction
GVA
$5.62B
$274K ﹤0.01%
6,811
-267
-4% -$9.24K
LDP icon
1231
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$273K ﹤0.01%
10,470
+1,486
+17% +$38K
AZO icon
1232
AutoZone
AZO
$51.1B
$272K ﹤0.01%
194
+5
+3% +$6.19K
ETW
1233
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$272K ﹤0.01%
26,405
+14,811
+128% +$146K
WPC icon
1234
W.P. Carey
WPC
$16.4B
$272K ﹤0.01%
3,925
+68
+2% +$4.56K
CLAA.U
1235
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
$272K ﹤0.01%
+27,650
New +$275K
FSK icon
1236
FS KKR Capital
FSK
$3.44B
$271K ﹤0.01%
13,710
-1,000
-7% -$18.6K
RPAY icon
1237
Repay Holdings
RPAY
$327M
$270K ﹤0.01%
11,527
+60
+0.5% +$1.46K
CODI icon
1238
Compass Diversified
CODI
$828M
$269K ﹤0.01%
11,621
-114
-1% -$2.57K
CLIX icon
1239
ProShares Long Online/Short Stores ETF
CLIX
$6.36M
$268K ﹤0.01%
3,215
+291
+10% +$27.1K
GDRX icon
1240
GoodRx Holdings
GDRX
$1.26B
$268K ﹤0.01%
6,892
+6,834
+11,783% +$307K
RIOT icon
1241
Riot Platforms
RIOT
$7.76B
$268K ﹤0.01%
+5,040
New +$204K
INDA icon
1242
iShares MSCI India ETF
INDA
$6.63B
$267K ﹤0.01%
6,360
+2,958
+87% +$124K
MGU
1243
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$267K ﹤0.01%
12,252
+2,002
+20% +$42K
FND icon
1244
Floor & Decor
FND
$6.68B
$266K ﹤0.01%
2,789
+39
+1% +$3.8K
CSB icon
1245
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$266M
$264K ﹤0.01%
4,490
-148
-3% -$8.27K
GDS icon
1246
GDS Holdings
GDS
$6.41B
$264K ﹤0.01%
3,266
– –
APAM icon
1247
Artisan Partners
APAM
$3.02B
$263K ﹤0.01%
5,067
-2,926
-37% -$149K
BSCL
1248
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$262K ﹤0.01%
12,409
– –
IBDO
1249
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$261K ﹤0.01%
+10,000
New +$262K
AJG icon
1250
Arthur J. Gallagher & Co
AJG
$63.6B
$260K ﹤0.01%
2,087
-56
-3% -$6.76K
48 49
50
51 52

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.