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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEP
1226
DELISTED
Holly Energy Partners, L.P.
HEP
$182K ﹤0.01%
12,850
– –
KBE icon
1227
State Street SPDR S&P Bank ETF
KBE
$1.71B
$181K ﹤0.01%
4,346
– –
KBWD icon
1228
Invesco KBW High Dividend Yield Financial ETF
KBWD
$421M
$181K ﹤0.01%
10,974
– –
USSG icon
1229
Xtrackers MSCI USA ESG Leaders Equity ETF
USSG
$592M
$181K ﹤0.01%
5,330
+314
+6% +$10.2K
BHK icon
1230
BlackRock Core Bond Trust
BHK
$664M
$180K ﹤0.01%
11,080
-2,906
-21% -$46K
SAIC icon
1231
Saic
SAIC
$5.37B
$180K ﹤0.01%
+1,906
New +$168K
GSY icon
1232
Invesco Ultra Short Duration ETF
GSY
$3.88B
$179K ﹤0.01%
3,539
-353
-9% -$17.8K
NLY icon
1233
Annaly Capital Management
NLY
$17.1B
$177K ﹤0.01%
5,273
-1,168
-18% -$36.1K
PDD icon
1234
Pinduoduo
PDD
$132B
$177K ﹤0.01%
+1,000
New +$120K
ALLY icon
1235
Ally Financial
ALLY
$13.4B
$176K ﹤0.01%
4,944
+4,196
+561% +$127K
BBAX icon
1236
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.85B
$176K ﹤0.01%
3,269
+7
+0.2% +$351
PVH icon
1237
PVH
PVH
$4.01B
$176K ﹤0.01%
1,881
+890
+90% +$67.8K
SCI icon
1238
Service Corp International
SCI
$11.3B
$176K ﹤0.01%
3,603
+200
+6% +$9.49K
POWI icon
1239
Power Integrations
POWI
$3.46B
$175K ﹤0.01%
2,138
– –
PULS icon
1240
PGIM Ultra Short Bond ETF
PULS
$18.4B
$174K ﹤0.01%
+3,500
New +$175K
FIW icon
1241
First Trust Water ETF
FIW
$1.94B
$173K ﹤0.01%
+2,400
New +$162K
ONT
1242
Onterris Inc
ONT
$540M
$173K ﹤0.01%
5,602
+2,076
+59% +$59K
USHY icon
1243
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$173K ﹤0.01%
4,223
+1,658
+65% +$66.9K
ATLC icon
1244
Atlanticus Holdings
ATLC
$1.51B
$172K ﹤0.01%
7,000
– –
LUMN icon
1245
Lumen
LUMN
$6.84B
$172K ﹤0.01%
17,706
-7,502
-30% -$74K
PTY icon
1246
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$171K ﹤0.01%
9,629
+400
+4% +$6.81K
VONV icon
1247
Vanguard Russell 1000 Value ETF
VONV
$22B
$171K ﹤0.01%
+2,860
New +$161K
IDU icon
1248
iShares US Utilities ETF
IDU
$1.35B
$170K ﹤0.01%
2,197
+609
+38% +$47.4K
UUUU icon
1249
Energy Fuels
UUUU
$3.53B
$170K ﹤0.01%
40,000
– –
WRK
1250
DELISTED
WestRock Company
WRK
$170K ﹤0.01%
3,911
-1,259
-24% -$52K
48 49
50
51 52

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.