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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
(+8.8%)
Cap. Flow
+$77.3M
Cap. Flow
% of AUM
0.96%
Top 10 Holdings %
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Aflac
AFL
|
+$91M |
| 2 |
Allstate
ALL
|
+$38.3M |
| 3 |
WBA
Walgreens Boots Alliance
WBA
|
+$34M |
| 4 |
CHL
China Mobile Limited
CHL
|
+$31M |
| 5 |
Ionis Pharmaceuticals
IONS
|
+$29M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
United Airlines
UAL
|
+$72.5M |
| 2 |
Reinsurance Group of America
RGA
|
+$50.4M |
| 3 |
Progressive
PGR
|
+$45M |
| 4 |
Plains GP Holdings
PAGP
|
+$43.7M |
| 5 |
EOG Resources
EOG
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 17.53% |
| 2 | Financials | 15.11% |
| 3 | Technology | 12.37% |
| 4 | Communication Services | 11.95% |
| 5 | Consumer Discretionary | 8.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ABMD
101
DELISTED
Abiomed Inc
ABMD
| $17.6M | 0.22% |
103,005
+1,730
| +2% | +$321K |
|
102
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
| $17.1M | 0.21% |
125,004
+37,591
| +43% | +$4.98M |
|
103
Verizon
VZ
$195B
| $17M | 0.21% |
276,992
+92,935
| +50% | +$5.61M |
|
104
SLM Corp
SLM
$4.89B
| $16.8M | 0.21% |
1,889,376
+241,069
| +15% | +$2.09M |
|
105
iShares TIPS Bond ETF
TIP
$14.5B
| $16.7M | 0.21% |
143,209
+4,099
| +3% | +$477K |
|
106
RTX Corp
RTX
$290B
| $16.5M | 0.21% |
174,726
+15,147
| +9% | +$1.37M |
|
|
EGOV
107
DELISTED
NIC Inc
EGOV
| $16.4M | 0.2% |
735,385
-3,209
| -0.4% | -$70.2K |
|
108
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $16.2M | 0.2% |
392,420
+128,915
| +49% | +$5.11M |
|
109
Lockheed Martin
LMT
$134B
| $16M | 0.2% |
41,140
+4,008
| +11% | +$1.54M |
|
110
Bristol-Myers Squibb
BMY
$133B
| $15.8M | 0.2% |
246,899
+58,990
| +31% | +$3.38M |
|
111
Salesforce
CRM
$151B
| $15.8M | 0.2% |
97,189
+14,536
| +18% | +$2.28M |
|
112
Amgen
AMGN
$208B
| $15.8M | 0.2% |
65,503
+29,622
| +83% | +$6.53M |
|
113
Standard Motor Products
SMP
$851M
| $15.6M | 0.2% |
293,884
+19,245
| +7% | +$982K |
|
114
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $15.2M | 0.19% |
53,273
+5,492
| +11% | +$1.51M |
|
115
Adobe
ADBE
$99.5B
| $15.1M | 0.19% |
45,640
+7,749
| +20% | +$2.28M |
|
116
Berkshire Hathaway Class B
BRK.B
$1.1T
| $15M | 0.19% |
66,412
+15,187
| +30% | +$3.3M |
|
|
SRCL
117
DELISTED
Stericycle Inc
SRCL
| $14.8M | 0.18% |
231,461
+31,821
| +16% | +$1.88M |
|
|
DOCU
118
DocuSign
DOCU
$10.5B
| $14.5M | 0.18% |
195,252
-5,000
| -2% | -$344K |
|
119
SPDR Gold Trust
GLD
$131B
| $14.3M | 0.18% |
99,961
+10,120
| +11% | +$1.41M |
|
|
120
Berkshire Hathaway Class A
BRK.A
$1.1T
| $14.3M | 0.18% |
42
+6
| +17% | +$1.95M |
|
121
iShares S&P 500 Growth ETF
IVW
$73.8B
| $14.2M | 0.18% |
293,900
+205,936
| +234% | +$9.55M |
|
122
IBM
IBM
$211B
| $14.2M | 0.18% |
110,825
+17,316
| +19% | +$2.25M |
|
123
TSMC
TSM
$2.1T
| $14.1M | 0.18% |
242,668
-10,196
| -4% | -$541K |
|
124
Thermo Fisher Scientific
TMO
$213B
| $13.9M | 0.17% |
42,820
-6,490
| -13% | -$1.97M |
|
125
Blackstone
BX
$102B
| $13.8M | 0.17% |
246,374
+190,708
| +343% | +$9.89M |
|
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Rockefeller Capital Management's Q4 2019 Portfolio in Review
As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.
By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.
- Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
- Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
- Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
- Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
- Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
- Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
- Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.
Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.