We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EGOV
101
DELISTED
NIC Inc
EGOV
| $15.3M | 0.21% |
738,594
+13,160
| +2% | +$257K |
|
102
Mistras Group
MG
$484M
| $15.2M | 0.21% |
925,626
+15,149
| +2% | +$232K |
|
103
Pfizer
PFE
$143B
| $14.9M | 0.2% |
437,587
+126,071
| +40% | +$4.58M |
|
104
SLM Corp
SLM
$4.89B
| $14.5M | 0.2% |
1,648,307
+52,934
| +3% | +$477K |
|
105
Lockheed Martin
LMT
$134B
| $14.5M | 0.2% |
37,132
+10,792
| +41% | +$4.06M |
|
106
Thermo Fisher Scientific
TMO
$213B
| $14.4M | 0.19% |
49,310
+1,432
| +3% | +$410K |
|
107
AT&T
T
$159B
| $14M | 0.19% |
490,559
+232,923
| +90% | +$6.17M |
|
108
RTX Corp
RTX
$290B
| $13.7M | 0.19% |
159,579
+9,039
| +6% | +$750K |
|
109
UnitedHealth
UNH
$376B
| $13.6M | 0.18% |
62,611
+19,049
| +44% | +$4.6M |
|
|
NPKI
110
NPK International
NPKI
$1.06B
| $13.4M | 0.18% |
1,758,352
+90,247
| +5% | +$638K |
|
111
Inogen
INGN
$175M
| $13.3M | 0.18% |
278,600
+57,456
| +26% | +$3M |
|
112
Standard Motor Products
SMP
$851M
| $13.3M | 0.18% |
274,639
+4,735
| +2% | +$217K |
|
|
ORBC
113
DELISTED
ORBCOMM, Inc.
ORBC
| $13.3M | 0.18% |
2,786,945
+145,729
| +6% | +$871K |
|
114
IBM
IBM
$211B
| $13M | 0.18% |
93,509
+21,821
| +30% | +$2.94M |
|
115
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $12.9M | 0.17% |
47,781
+2,797
| +6% | +$746K |
|
116
SPDR Gold Trust
GLD
$131B
| $12.5M | 0.17% |
89,841
+19,777
| +28% | +$2.75M |
|
|
DOCU
117
DocuSign
DOCU
$10.5B
| $12.4M | 0.17% |
200,252
-30,000
| -13% | -$1.57M |
|
118
Salesforce
CRM
$151B
| $12.3M | 0.17% |
82,653
+22,529
| +37% | +$3.42M |
|
119
Roper Technologies
ROP
$38.8B
| $12.1M | 0.16% |
33,844
-254
| -0.7% | -$92.2K |
|
120
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
| $12M | 0.16% |
226,872
+8,044
| +4% | +$420K |
|
121
Vanguard FTSE Developed Markets ETF
VEA
$229B
| $11.9M | 0.16% |
290,862
+30,352
| +12% | +$1.24M |
|
122
Texas Instruments
TXN
$252B
| $11.9M | 0.16% |
91,909
+6,438
| +8% | +$793K |
|
123
TSMC
TSM
$2.1T
| $11.8M | 0.16% |
252,864
+69,483
| +38% | +$2.96M |
|
124
Coca-Cola
KO
$377B
| $11.6M | 0.16% |
212,584
+60,961
| +40% | +$3.26M |
|
125
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $11.5M | 0.16% |
215,394
+189,144
| +721% | +$10M |
|
Similar funds
Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.