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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
(-13%)
Cap. Flow
+$87.1M
Cap. Flow
% of AUM
1.53%
Top 10 Holdings %
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$39.9M |
| 2 |
Meta Platforms (Facebook)
META
|
+$32.6M |
| 3 |
ONC
BeOne Medicines Ltd
ONC
|
+$27.1M |
| 4 |
Charter Communications
CHTR
|
+$24.8M |
| 5 |
Royal Caribbean
RCL
|
+$23.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$87M |
| 2 |
Nike
NKE
|
+$76.2M |
| 3 |
TSMC
TSM
|
+$49.6M |
| 4 |
United Airlines
UAL
|
+$32M |
| 5 |
American Water Works
AWK
|
+$30.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 21.35% |
| 2 | Financials | 17.15% |
| 3 | Communication Services | 12.3% |
| 4 | Consumer Discretionary | 11.48% |
| 5 | Technology | 9.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
iShares Russell 2000 ETF
IWM
$79.6B
| $11.8M | 0.21% |
88,138
+30,206
| +52% | +$4.51M |
|
|
DFS
102
DELISTED
Discover Financial Services
DFS
| $11.6M | 0.2% |
197,360
+179,132
| +983% | +$12.4M |
|
|
NPKI
103
NPK International
NPKI
$1.09B
| $11.2M | 0.2% |
1,631,777
-487
| -0% | -$3.97K |
|
104
Ford
F
$58B
| $10.8M | 0.19% |
1,413,994
+172,197
| +14% | +$1.53M |
|
105
iShares Core S&P 500 ETF
IVV
$873B
| $10.5M | 0.18% |
41,731
+29,779
| +249% | +$8.09M |
|
106
Bristol-Myers Squibb
BMY
$132B
| $10.3M | 0.18% |
197,241
+58,786
| +42% | +$3.16M |
|
107
Boeing
BA
$167B
| $10.2M | 0.18% |
31,778
+29,218
| +1,141% | +$10.1M |
|
108
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
| $10.2M | 0.18% |
43,760
| – | – |
|
109
Berkshire Hathaway Class A
BRK.A
$1.1T
| $10.1M | 0.18% |
33
+22
| +200% | +$6.89M |
|
110
McDonald's
MCD
$192B
| $10M | 0.18% |
56,539
+2,438
| +5% | +$432K |
|
|
EGOV
111
DELISTED
NIC Inc
EGOV
| $9.16M | 0.16% |
734,217
-5,780
| -0.8% | -$77.1K |
|
112
iShares Core MSCI EAFE ETF
IEFA
$190B
| $8.83M | 0.15% |
160,609
+126,911
| +377% | +$7.44M |
|
113
IBM
IBM
$206B
| $8.57M | 0.15% |
78,911
-334
| -0.4% | -$40.1K |
|
|
EVBG
114
DELISTED
Everbridge, Inc. Common Stock
EVBG
| $8.35M | 0.15% |
147,119
-2,083
| -1% | -$108K |
|
|
115
Berkshire Hathaway Class B
BRK.B
$1.1T
| $8.22M | 0.14% |
40,282
+610
| +2% | +$127K |
|
116
Roper Technologies
ROP
$38.4B
| $8.16M | 0.14% |
30,627
+971
| +3% | +$275K |
|
117
Elevance Health
ELV
$82B
| $8.05M | 0.14% |
30,674
+225
| +0.7% | +$61.9K |
|
118
RTX Corp
RTX
$287B
| $7.94M | 0.14% |
118,530
+40,188
| +51% | +$3.15M |
|
119
Texas Instruments
TXN
$252B
| $7.48M | 0.13% |
79,181
-520
| -0.7% | -$50.3K |
|
|
NVTR
120
DELISTED
Nuvectra Corporation Common Stock
NVTR
| $7.07M | 0.12% |
432,580
+540
| +0.1% | +$10.3K |
|
121
Illinois Tool Works
ITW
$81.8B
| $6.95M | 0.12% |
54,878
-94,781
| -63% | -$12.5M |
|
122
UnitedHealth
UNH
$382B
| $6.8M | 0.12% |
27,287
-7,946
| -23% | -$2.1M |
|
123
Pfizer
PFE
$142B
| $6.78M | 0.12% |
163,714
+35,921
| +28% | +$1.49M |
|
124
Capital One
COF
$128B
| $6.38M | 0.11% |
84,344
-316
| -0.4% | -$27.4K |
|
|
SRCL
125
DELISTED
Stericycle Inc
SRCL
| $6.13M | 0.11% |
167,068
-487
| -0.3% | -$22.9K |
|
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Rockefeller Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.
By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.
- Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
- Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
- Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
- Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
- Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
- Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
- Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.
Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.