We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DJUN icon
1201
FT Vest US Equity Deep Buffer ETF June
DJUN
$353M
$712K ﹤0.01%
20,158
– –
SUSB icon
1202
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$712K ﹤0.01%
29,941
-336
-1% -$8.02K
SCHF icon
1203
Schwab International Equity ETF
SCHF
$68.7B
$712K ﹤0.01%
41,904
+2,888
+7% +$51K
THW
1204
abrdn World Healthcare Fund
THW
$551M
$710K ﹤0.01%
60,548
+10,548
+21% +$141K
SSNC icon
1205
SS&C Technologies
SSNC
$18.6B
$710K ﹤0.01%
+13,505
New +$772K
SIL icon
1206
Global X Silver Miners ETF NEW
SIL
$4.75B
$706K ﹤0.01%
29,549
+50
+0.2% +$1.3K
FNDC icon
1207
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
$703K ﹤0.01%
21,879
-1
-0% -$33
AAL icon
1208
American Airlines Group
AAL
$10.6B
$699K ﹤0.01%
54,559
-6,053
-10% -$94K
GDXJ icon
1209
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$695K ﹤0.01%
21,574
+1,500
+7% +$53.2K
GNR icon
1210
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$695K ﹤0.01%
12,443
+1,145
+10% +$64K
AXTA icon
1211
Axalta
AXTA
$8.17B
$695K ﹤0.01%
25,843
-5,134
-17% -$151K
CFA icon
1212
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$693K ﹤0.01%
10,183
-102
-1% -$7.25K
AMBA icon
1213
Ambarella
AMBA
$3.81B
$689K ﹤0.01%
+13,000
New +$913K
RSPT icon
1214
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$678K ﹤0.01%
+24,076
New +$703K
AOR icon
1215
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$676K ﹤0.01%
13,679
+345
+3% +$17.6K
MCHI icon
1216
iShares MSCI China ETF
MCHI
$6.38B
$676K ﹤0.01%
15,608
-3,881
-20% -$176K
JMUB icon
1217
JPMorgan Municipal ETF
JMUB
$8.47B
$674K ﹤0.01%
+13,939
New +$692K
RGNX icon
1218
Regenxbio
RGNX
$708M
$673K ﹤0.01%
40,897
– –
DNB
1219
DELISTED
Dun & Bradstreet
DNB
$671K ﹤0.01%
+67,122
New +$741K
TIGO icon
1220
Millicom
TIGO
$16.3B
$670K ﹤0.01%
43,350
-40,000
-48% -$638K
USTB icon
1221
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.32B
$669K ﹤0.01%
13,684
– –
IBDR icon
1222
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.4B
$668K ﹤0.01%
28,607
-6,924
-19% -$162K
GMAB icon
1223
Genmab
GMAB
$19.5B
$667K ﹤0.01%
18,919
+4,945
+35% +$188K
AIQ icon
1224
Global X Artificial Intelligence & Technology ETF
AIQ
$11B
$667K ﹤0.01%
24,781
+10,843
+78% +$305K
IBDP
1225
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$662K ﹤0.01%
26,759
-13,489
-34% -$333K
47 48
49
50 51

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.