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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WU icon
1201
Western Union
WU
$2.21B
$712K ﹤0.01%
63,914
-122
-0.2% -$1.59K
SCHV
1202
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$708K ﹤0.01%
32,400
+1,149
+4% +$25.5K
FDEC icon
1203
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$705K ﹤0.01%
20,953
-6,388
-23% -$210K
DEI icon
1204
Douglas Emmett
DEI
$1.96B
$701K ﹤0.01%
56,908
+45,528
+400% +$661K
DWX icon
1205
State Street SPDR S&P International Dividend ETF
DWX
$533M
$701K ﹤0.01%
20,475
+296
+1% +$10K
GWRE icon
1206
Guidewire Software
GWRE
$14.2B
$699K ﹤0.01%
8,529
+88
+1% +$6.4K
GMAB icon
1207
Genmab
GMAB
$19.5B
$698K ﹤0.01%
18,508
+310
+2% +$11.9K
MCHI icon
1208
iShares MSCI China ETF
MCHI
$6.38B
$697K ﹤0.01%
13,976
-966
-6% -$49.2K
MSOS icon
1209
AdvisorShares Pure US Cannabis ETF
MSOS
$880M
$696K ﹤0.01%
122,342
-7,204
-6% -$47.7K
PLTK icon
1210
Playtika
PLTK
$1.12B
$695K ﹤0.01%
61,814
+114
+0.2% +$1.14K
CDW icon
1211
CDW
CDW
$17B
$693K ﹤0.01%
3,558
+439
+14% +$86.2K
THW
1212
abrdn World Healthcare Fund
THW
$551M
$693K ﹤0.01%
50,445
-2,000
-4% -$28.6K
BUI icon
1213
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
$687K ﹤0.01%
28,653
+923
+3% +$20.5K
DJUN icon
1214
FT Vest US Equity Deep Buffer ETF June
DJUN
$353M
$687K ﹤0.01%
20,158
– –
BRKR icon
1215
Bruker
BRKR
$8.14B
$686K ﹤0.01%
8,714
-1,751
-17% -$126K
KR icon
1216
Kroger
KR
$34.8B
$686K ﹤0.01%
13,927
-6,035
-30% -$276K
TPL icon
1217
Texas Pacific Land
TPL
$23.5B
$685K ﹤0.01%
3,627
-153
-4% -$31.9K
TOTL icon
1218
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$684K ﹤0.01%
16,671
+4,669
+39% +$191K
GII icon
1219
State Street SPDR S&P Global Infrastructure ETF
GII
$932M
$682K ﹤0.01%
12,533
– –
NBIX icon
1220
Neurocrine Biosciences
NBIX
$16.6B
$680K ﹤0.01%
6,726
-295
-4% -$30.7K
GUNR icon
1221
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$6.97B
$679K ﹤0.01%
16,092
+296
+2% +$12.9K
MCY icon
1222
Mercury Insurance
MCY
$6.07B
$677K ﹤0.01%
21,331
-419
-2% -$14.3K
USTB icon
1223
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.4B
$671K ﹤0.01%
13,684
– –
BNS icon
1224
Scotiabank
BNS
$108B
$669K ﹤0.01%
13,304
-1,959
-13% -$101K
MAA icon
1225
Mid-America Apartment Communities
MAA
$15.7B
$669K ﹤0.01%
4,437
+3,768
+563% +$597K
47 48
49
50 51

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.