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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APAM icon
1201
Artisan Partners
APAM
$3.02B
$610K ﹤0.01%
20,582
+495
+2% +$15.2K
WTRG icon
1202
Essential Utilities
WTRG
$11.4B
$609K ﹤0.01%
12,762
-8,578
-40% -$388K
FAF icon
1203
First American
FAF
$7.58B
$607K ﹤0.01%
11,604
-794
-6% -$40.2K
LBRDK icon
1204
Liberty Broadband Class C
LBRDK
$5.15B
$607K ﹤0.01%
7,974
+751
+10% +$61.1K
EA
1205
DELISTED
Electronic Arts
EA
$604K ﹤0.01%
4,957
+316
+7% +$39.7K
GNMA icon
1206
iShares GNMA Bond ETF
GNMA
$423M
$604K ﹤0.01%
13,904
-16,745
-55% -$726K
NRG icon
1207
NRG Energy
NRG
$24.8B
$600K ﹤0.01%
18,898
-1,707
-8% -$67.5K
SHYD icon
1208
VanEck Short High Yield Muni ETF
SHYD
$453M
$599K ﹤0.01%
26,924
-5,545
-17% -$122K
INDA icon
1209
iShares MSCI India ETF
INDA
$6.63B
$597K ﹤0.01%
14,326
+6,256
+78% +$265K
CHWY icon
1210
Chewy
CHWY
$9.63B
$596K ﹤0.01%
16,090
-77,275
-83% -$3.01M
PTRA
1211
DELISTED
Proterra Inc. Common Stock
PTRA
$591K ﹤0.01%
156,958
-8,359
-5% -$44.2K
FMAR icon
1212
FT Vest US Equity Buffer ETF March
FMAR
$1.15B
$589K ﹤0.01%
18,800
– –
MYD
1213
DELISTED
BlackRock MuniYield Fund
MYD
$588K ﹤0.01%
56,553
-18,480
-25% -$188K
VMW
1214
DELISTED
VMware, Inc
VMW
$587K ﹤0.01%
4,789
-2,259
-32% -$260K
SIRE
1215
DELISTED
Sisecam Resources LP
SIRE
$587K ﹤0.01%
27,999
+1,453
+5% +$31.7K
SCHF icon
1216
Schwab International Equity ETF
SCHF
$68.7B
$585K ﹤0.01%
36,404
-1,938
-5% -$30.3K
AVY icon
1217
Avery Dennison
AVY
$13.4B
$582K ﹤0.01%
3,221
-1,620
-33% -$289K
PAGS icon
1218
PagSeguro Digital
PAGS
$2.55B
$580K ﹤0.01%
66,557
-1,301
-2% -$15.3K
VKI icon
1219
Invesco Advantage Municipal Income Trust II
VKI
$401M
$580K ﹤0.01%
67,585
-25,492
-27% -$213K
XMHQ icon
1220
Invesco S&P MidCap Quality ETF
XMHQ
$5.63B
$577K ﹤0.01%
8,357
+357
+4% +$24.9K
BUI icon
1221
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
$575K ﹤0.01%
27,730
+24
+0.1% +$498
DEM icon
1222
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$575K ﹤0.01%
16,137
+6,046
+60% +$210K
FJUL icon
1223
FT Vest US Equity Buffer ETF July
FJUL
$1.25B
$575K ﹤0.01%
16,788
– –
VKQ icon
1224
Invesco Municipal Trust
VKQ
$551M
$574K ﹤0.01%
58,057
+15,000
+35% +$140K
ENV
1225
DELISTED
ENVESTNET, INC.
ENV
$573K ﹤0.01%
9,304
+9,039
+3,411% +$481K
47 48
49
50 51

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.