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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNT
1201
Brookfield Wealth Solutions
BNT
$12.2B
$690K ﹤0.01%
16,532
+15,558
+1,597% +$625K
TENB icon
1202
Tenable Holdings
TENB
$4.01B
$689K ﹤0.01%
12,526
-118
-0.9% -$6.11K
DFIV icon
1203
Dimensional International Value ETF
DFIV
$21.6B
$688K ﹤0.01%
20,987
+17,491
+500% +$581K
WHR icon
1204
Whirlpool
WHR
$2.82B
$688K ﹤0.01%
2,933
+86
+3% +$18.9K
CADE
1205
DELISTED
Cadence Bank
CADE
$686K ﹤0.01%
23,047
+15,910
+223% +$481K
DMC
1206
Del Monte Corp
DMC
$1.45B
$685K ﹤0.01%
24,850
+5,500
+28% +$162K
SHYG icon
1207
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$683K ﹤0.01%
15,080
+8,870
+143% +$402K
HTO
1208
H2O America
HTO
$2.62B
$683K ﹤0.01%
9,333
+288
+3% +$20K
X
1209
DELISTED
US Steel
X
$680K ﹤0.01%
28,595
-1,907
-6% -$45K
FVT
1210
DELISTED
Fortress Value Acquisition Corp. III
FVT
$679K ﹤0.01%
69,600
– –
AEM icon
1211
Agnico Eagle Mines
AEM
$90.5B
$676K ﹤0.01%
12,736
-786
-6% -$41.8K
NTRS icon
1212
Northern Trust
NTRS
$33.9B
$675K ﹤0.01%
5,655
+194
+4% +$23.2K
VKI icon
1213
Invesco Advantage Municipal Income Trust II
VKI
$401M
$673K ﹤0.01%
55,309
-456
-0.8% -$5.55K
PICK icon
1214
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.36B
$668K ﹤0.01%
15,696
-4,322
-22% -$181K
DFNL icon
1215
Davis Select Financial ETF
DFNL
$491M
$665K ﹤0.01%
21,778
+5,672
+35% +$179K
DELL icon
1216
Dell
DELL
$293B
$664K ﹤0.01%
11,836
-2,306
-16% -$129K
BLV icon
1217
Vanguard Long-Term Bond ETF
BLV
$5.75B
$662K ﹤0.01%
6,434
+737
+13% +$76.2K
CLIM
1218
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$662K ﹤0.01%
67,830
+16,790
+33% +$165K
EVV
1219
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$661K ﹤0.01%
50,498
-696
-1% -$9.16K
FMC icon
1220
FMC
FMC
$1.33B
$659K ﹤0.01%
6,004
-7
-0.1% -$704
SUI icon
1221
Sun Communities
SUI
$14.7B
$659K ﹤0.01%
3,142
-7
-0.2% -$1.38K
XTN icon
1222
State Street SPDR S&P Transportation ETF
XTN
$399M
$658K ﹤0.01%
6,982
+63
+0.9% +$5.82K
FMB icon
1223
First Trust Managed Municipal ETF
FMB
$2.06B
$655K ﹤0.01%
11,498
-315
-3% -$17.9K
MGMT icon
1224
Ballast Small/Mid Cap ETF
MGMT
$177M
$653K ﹤0.01%
17,420
+14,870
+583% +$549K
JMST icon
1225
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$648K ﹤0.01%
12,694
+1,469
+13% +$75K
47 48
49
50 51

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.